我国中小制造企业全球价值链升级的影响因素研究——基于浙江的实证分析

全球价值链(GVC)背景下,影响与制约中小制造企业升级的因素有其特殊性。文章首先对我国中小制造企业GVC升级的衡量指标与影响因素进行了理论分析,继而利用浙江省部分中小制造企业调研数据,运用结构方程分析了中小制造企业GVC升级中各因素的影响作用。实证结果表明,本地企业家能力、企业人力资源的质量与层次、技术创新能力、知识内部化及资本化能力等因素对企业GVC升级有正向促进作用;升级所需的成本与资金投入因素影响作用不明显;现阶段政策环境没有起到应有的正向促进作用。最后,根据实证分析结果,提出了促进中小制造企业GVC升级的相关对策建议。

A Research on Influencing Factors of Global Value Chain Upgrading of Chinese Small and Medium Manufacturing Enterprises --An Empirical Analysis Based on Zhejiang Province

From the perspective of Global Value Chain （GVC）,there are some special factors which affect and restrict the up-grading of small and medium manufacturing enterprises. Firstly,the paper carries out a theoretical analysis on measurable indi-cators and influencing factors of GVC upgrading of Chinese small and medium manufacturing enterprises. Then the paper, based on the sample data of small and medium manufacturing enterprises in Zhejiang Province,makes an empirical analysis on their effects through structural equation model. The results show that the factors, including the capabilities of local entrepre-neurs, the quality and level of human resources among enterprises, technological innovation capability and knowledge inter-nalization and capitalization capacity, have a positive effect on promoting enterprise GVC upgrading, and the impact of costs and capital investment required to upgrade is not obvious,while the government policy at this stage does not play its due role in promoting enterprise GVC upgrading. Finally,the paper proposes suggestions to promote GVC upgrading of small and medium manufacturing enterprises according to the results of the empirical analysis.