基于ESI高被引论文的中国基础研究国际合作测度与评价

国际合作是影响一国基础研究能力的重要方面。从国际合作研究的视角采用国家自然科学基金委员会(NSFC)在2012—2021年资助的高被引论文数据,使用文献计量法、社会网络分析法和实证分析展开研究。结果表明：22个ESI学科的国际合作依赖程度及其自主研发能力差异明显;中国基础研究相对薄弱的依附型学科和追赶型学科约占90.91%,较强的领先型学科和主导型学科约9.09%;美国是中国最重要的国际合作伙伴,一定程度上在中国与其他国家合作中发挥“中介”作用;国际合作提升了追赶型和依附型学科的基础研究能力。最后,提出提升4个学科类型的基础研究能力及国际合作布局的若干政策建议。

Measurement and Evaluation of International Collaboration in Chinese Basic Research Based on Highly Cited Papers in ESI

International cooperation is an important aspect affecting a country''s basic research capacity. From the perspective of international collaborative research, based on the data of highly cited papers funded by the National Natural Science Foundation of China (NSFC) from 2012 to 2021, the bibliometric methods, social network analysis and empirical analysis are used to conduct research. It is found that the degree of dependence on international cooperation and its independent research and development capabilities of 22 ESI disciplines in China are significantly different.The dependent disciplines and catch-up disciplines with relatively weak basic research in China account for about 90.91%, and the stronger leading disciplines and leading disciplines account for about 9.09%. USA is China''s most important international partner and plays an "intermediary" role in China''s cooperation with other countries to a certain extent. International cooperation enhances the basic research capacity of catch-up and dependent disciplines. Finally, a number of policy recommendations are put forward to improve the basic research capabilities of the four discipline types and the layout of international cooperation.