| 中国证券市场监管模式分析 |
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| 引用本文： | 李孟玉,米利国.中国证券市场监管模式分析[J].经济与管理,2005,19(3):75-76. |
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| 作者姓名： | 李孟玉 米利国 |
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| 作者单位： | 东北财经大学,研究生部,辽宁,大连,116023;东北财经大学,研究生部,辽宁,大连,116023 |
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| 摘 要： | 证券市场作为一个信用融资市场有着自身的特点,对证券市场进行监管已成为世界各国都无法回避的重要问题。中国自20世纪90年代以来逐步建立起一整套证券制度,确立了中国的证券市场监管模式。但是应当看到,中国目前的证券市场监管模式还存_在某些制度性缺陷。我们应该充分认识集中统一型证券市场监管模式与分散自律型证券市场监管模式在促使证券市场公平、效率价值最大化方面的不同作用,并在实践当中予以重视,建立一种综合型监管模式。
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| 关 键 词： | 证券市场 监管模式 集中统一 分散自律 |
| 文章编号： | 1003-3890(2005)03-0075-02 |
| 修稿时间： | 2004年11月5日 |
Analyses on the Surpervision Mode of the Securities Market in China |
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| LI Meng-yu,MI Li-guo.Analyses on the Surpervision Mode of the Securities Market in China[J].Economy and Management,2005,19(3):75-76. |
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| Authors: | LI Meng-yu MI Li-guo |
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| Abstract: | As a market of credit financing, the securities market has its own characteristics. It is a problem that countries all over the world are unable to avoid to supervise the securities market. Our country has set up a whole set of securities systems progressively since 1990s and has established the securities market supervision mode of our country. Through analyzing to the institutional defect of the market supervision mode of securities in our country, the article proposed some suggestions on the supervision mode that perfected the security market of our country and hoped could be beneficial to perfect the securities market supervision mode in our country. |
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| Keywords: | securities market pattern of supervision concentration and unity dispersion and autonomy |
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