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义务教育能提高代际流动性吗?
引用本文:陈斌开,张淑娟,申广军.义务教育能提高代际流动性吗?[J].金融研究,2021,492(6):76-94.
作者姓名:陈斌开  张淑娟  申广军
作者单位:中央财经大学经济学院,北京 100081; 深圳市大数据研究院,广东深圳 518172; 中山大学岭南学院,广东广州 510275
基金项目:* 本文是国家社科基金重大招标项目“实施扩大内需战略同深化供给侧结构性改革有机结合研究”(批准号:21ZDA034)的阶段性成果,同时感谢国家自然科学基金重点项目“新时代居民消费发展的驱动机制及政策研究”(72033007)的资助。作者感谢中国青年经济学家联谊会(YES)与会者的建议和匿名审稿人的宝贵意见,文责自负。
摘    要:提高代际流动、促进机会均等对经济社会健康发展至关重要。本文基于2013年中国家庭收入调查数据和2005年全国1%人口抽样调查数据,利用1986年颁布的义务教育法在省份间的实施时间差异作为外生冲击,使用双重差分方法探究义务教育政策对代际流动的影响及其作用机制。研究发现,义务教育显著提高了代际之间的教育流动性,原因在于父母教育水平、职业层次、收入水平较低的孩子,受教育年限提升得更多。本文的政策含义在于,应当进一步发挥公共政策在提高代际流动性方面的作用,通过教育机会均等化来促进社会公平正义。

关 键 词:代际流动性  教育公平  义务教育法  

Can Compulsory Education Law Improve Intergenerational Mobility?
CHEN Binkai,ZHANG Shujuan,SHEN Guangjun.Can Compulsory Education Law Improve Intergenerational Mobility?[J].Journal of Financial Research,2021,492(6):76-94.
Authors:CHEN Binkai  ZHANG Shujuan  SHEN Guangjun
Institution:School of Economics, Central University of Finance and Economics; Government Big Data Lab, Shenzhen Research Institute of Big Data; Lingnan (University) College, Sun Yat-sen University
Abstract:Social mobility affects national stability and long-term growth. Equality of opportunity is crucial to the stable development of society. Since the reform and opening up began, China's economy has experienced rapid growth, leading to significant improvement in people's living standards. This has led to the realization of the concept stated as “some people get better off earlier” and an increasingly insurmountable gap in social class. Additionally, the correlation coefficient of intergenerational education and income in China has continued to rise over the past 30 years, indicating a decline in intergenerational mobility. Although research focuses extensively on measuring and describing intergenerational mobility, relatively few studies examine the ability of public policy to increase social mobility. Drawing on data from the Chinese Household Income Project Survey 2013 and National Population Survey 2005, this paper uses temporal and geographical variations in the implementation of the Compulsory Education Law (CEL) as an exogenous shock to identify how education policy impacts intergenerational mobility. We find that the CEL has a significant beneficial effect on intergenerational education mobility, as the greatest benefits are incurred by children whose parents have low levels of education and employment and earn fewer benefits. This paper makes four major novel contributions to the literature. First, this study of intergenerational mobility is focused on the factors that influence educational mobility; therefore, this paper fills a gap in the literature, which is focused mainly on income or occupational mobility. Second, this paper examines the mechanism underlying the effect of compulsory education on intergenerational mobility, whereas the literature focuses on the measurement and definition of intergenerational mobility but fails to explore what influences it. Third, this paper identifies the impact of public policies on social mobility, using the CEL as an exogenous shock; thus, it addresses the identification of cause and effect, which is the main challenge encountered in studying the factors influencing mobility. Fourth, the literature contains many discussions on the effects of compulsory education policy on the rates of return and health. This paper extends these discussions from the influence of compulsory education policy in China to intergenerational mobility. It thus complements the literature and provides a reference for adjusting compulsory education policy. The findings also have important policy implications. For example, a policy of compulsory nine-year education is shown to have a positive impact on the promotion of educational mobility because it significantly promotes the education of children of lower socioeconomic status by mitigating family constraints. Therefore, this policy effectively promoted the accumulation of human capital in the early stages of the reform and opening up and laid a good foundation for subsequent economic and social development. However, some recent changes emphasize the need to extend the duration of compulsory education. On one hand, rapid economic and social development have increased the demand for high-quality labor; on the other hand, the trend of overall social mobility in China remains negative. Extending the number of years of compulsory education can simultaneously alleviate both of these socioeconomic issues, thus enabling China to achieve educational equity and, importantly, to improve the overall national quality. The ability of public policy to improve intergenerational mobility should be further exploited to promote social equity and justice by equalizing educational opportunities.
Keywords:Intergenerational Mobility  Equality of Education  Compulsory Education Law  
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