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知识视角下区域创新绩效研究——基于PCA-DEA模型和Malmquist指数的实证分析
引用本文:杨贵彬,卢巍,冯志军.知识视角下区域创新绩效研究——基于PCA-DEA模型和Malmquist指数的实证分析[J].工业技术经济,2017,36(5):36-45.
作者姓名:杨贵彬  卢巍  冯志军
作者单位:1 哈尔滨工程大学,哈尔滨 150000
2 东莞理工学院,东莞 523000
基金项目:国家自然科学基金青年基金项目"区域低碳创新系统协调发展研究",国家社科基金项目"区域知识产权战略系统协同与产业升级研究",黑龙江省社科基金项目"黑龙江省区域知识创新体系构成要素与运行机制研究"
摘    要:本文综合关于区域创新绩效的研究文献,构建了知识视角下的区域创新绩效指标评价体系。在此基础上,首次运用PCA-DEA模型和Malmquist指数分析方法对我国30个省域创新绩效进行了动态实证分析。研究发现我国区域创新绩效整体呈上升趋势,但是近年遇到瓶颈,区域创新效率的主要限制因素是PECH(纯技术效率)值较低。东部区域创新绩效高于西部地区,而中部区域创新绩效最低。西部地区创新技术效率已经赶超东部,呈持续领先态势。北京、内蒙、福建、河南、贵州、云南、宁夏、新疆等8个省市是创新活动生产可能性前沿外移的主要推动者。基于实证分析的结果,为提高我国区域创新绩效提供相应思路。

关 键 词:主成分分析  数据包络分析  曼氏指数  区域创新绩效  技术效率  

Evaluation of Regional Innovation Performance In Knowledge Perspective——Based on PCA-DEA-Malmquist
Yang Guibin,Lu Wei,Feng Zhijun.Evaluation of Regional Innovation Performance In Knowledge Perspective——Based on PCA-DEA-Malmquist[J].Industrial Technology & Economy,2017,36(5):36-45.
Authors:Yang Guibin  Lu Wei  Feng Zhijun
Institution:1 Harbin Engineering University,Harbin 150000,China
2 Dongguan University of Technology,Dongguan 523000,China
Abstract:Based on the research on regional innovation performance,the paper constructs there gional innovation performance evaluation system from the perspective of knowledg e.On the basis of the above,this paper uses the PCA-DEA model and Malmquist index to analyze the innovation performance of 30 provinces in China.The study finds that China`s regional innovation performance is on the rise,but the bottleneck has been encountered in recent years.The main limiting factor of regional innov ation efficiency is the low value of PECH(pure technical efficiency).The innov ation performance of the eastern region is higher than that of the western regio n,and the innovation performance of the central region is the lowest.The efficie ncy of innovation technology in the western region has surpassed the eastern par t,showing a sustained leading position.Beijing,Inner Mongolia,Fujian,Henan,Guizh ou,Yunnan,Ningxia,Xinjiang are the main promoters of the forefront of the possib ility of innovation activities.Based on the results of empirical analysis,this p aper provides the corresponding ideas for improving regional innovation performa nce in China.
Keywords:PCA  DEA  Malmquist  regional innovation performance  technical efficiency
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