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亚洲一带一路国家科技研发效率及其影响因素研究——基于 DEA 和累积 TFP 指数
引用本文:朱天星,陈晨,于鑫洋,汪剑清.亚洲一带一路国家科技研发效率及其影响因素研究——基于 DEA 和累积 TFP 指数[J].工业技术经济,2017,36(12):148-154.
作者姓名:朱天星  陈晨  于鑫洋  汪剑清
作者单位:1 沈阳工业大学经济学院,沈阳 110870
2 香港浸会大学商务统计与运筹系,香港 999077
基金项目:辽宁社科规划基金,辽宁省百千万人才工程[2015] 50号基金以及沈阳市社科联课题
摘    要:研究不同国家间的科技研发效率及其影响因素对于比较不同国家间的科技资源配资效率、制定科技研发效率提高的相关政策具有指导意义。本文利用亚洲 12 个一带一路国家科技研发的两投入、两产出指标测算这些国家的科技研发效率及其影响因素。结果表明:这些国家技术进步率的提高带动了科技研发效率的上升;发展中国家科技研发表现出明显的后发优势。经济规模与科技研发效率之间呈现“U”型关系,金融深化程度、人力资本水平、健康人力资本和产业结构与科技研发效率之间存在显著的正相关。最后本文提出对策建议。

关 键 词:一带一路  研发效率  Malmquist  指数  累积全要素生产率指数  DEA  模型  技术进步  

A Study on R&D Efficiency and Its Influencing Factors in One Belt and One Road in ASIA ——Based on DEA and Cumulative TFP Index
Zhu Tianxing,Chen Chen,Yu Xinyang,Wang Jianqing.A Study on R&D Efficiency and Its Influencing Factors in One Belt and One Road in ASIA ——Based on DEA and Cumulative TFP Index[J].Industrial Technology & Economy,2017,36(12):148-154.
Authors:Zhu Tianxing  Chen Chen  Yu Xinyang  Wang Jianqing
Institution:1 Economic School Shenyang University of Technology,Shenyang  110870,China
2 Bsc Stat&Or Hong Kong  BAPTIST University,Hong Kong  999077,China
Abstract:It is of great instructive significant for us to study R&D efficiency and its influencing factors between different countries so as to compare allocative efficiency of science and technology in different countries and make related policies on enhancing research and development efficiency.This paper employs two inputs and two outputs indexes of R&D of science and technology in 12 One Belt And One Road nations of Asian to measure the efficiency and its influencing factors in these countries. The results show that the improvement of technological progress in these countries has led to a rise in the total factor productivity of R&D. The development of science and technology in developing countries shows obvious advantages.The relationship between Economy scale and R&D efficiency of science and technology presents“U”shape. There exists significantly positive correlation between R&D efficiency of science and technology and such indexes as financial deepening,the human capital level,health human capital and industrial structure. At last ,we puts forward countermeasures and suggestions.
Keywords:One Belt and One Road  R&D efficiency  Malmquist index  cumulative total factor productivity index  DEA Model  technological progress  
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