既得利益、均等化与政府间财政转移支付影响因素——基于河北省的实证分析

以河北省为例,通过对2007年和2008年有关数据的实证分析来探究现行财政转移支付政策的主要影响因素和政策取向,认为对地方既得利益的考虑是影响河北省财政转移支付政策的决定性因素。在此基础上,财政转移支付政策对人口密度低的地区、标准财政供养人口比例高的地区和民族自治县有所照顾,具有一定的均等化效应。但同时也对人均财政收入高的地区倾斜,存在非均等效应。整体呈现渐进性的改革特征,政策取向仍是维护地方既得利益,而不是均等化。此外,由于过度地考虑既得利益,财政转移支付对地方政府财政努力产生了反向激励作用。

Influencing Factors of Vested Interests, Equality and of Financial Transfer Payment:An Empirical Study of Hebei Province

Taking Hebei as an example, this study makes an empirical study on major influencing factors and policy orientation of current financial transfer payment by relevant data of 2007 and 2008 in Hebei province. It believes that the decisive factor affected financial transfer payment is locality vested interests. On this basis, the policy of financial transfer payment give due consideration to the area in which population density is low, the area in which the proportion of standard finical-supporting population is high and nationality autonomous counties. So the policy of fi- nancial transfer payment has equality effect to a certain extent. At the same time, the policy has non- equality effect because it inclined to the area in which per-capita revenue is high. In view of the all, the character of the policy is gradual and the policy orientation is to defend local vested interests. In addition, due to excessive consideration on local vested interests, the policy of financial transfer payment made reverse motivation to the efforts of the local governments to levy taxes.