全球化视野下金融集团监管的合作与协调

金融集团是二十世纪80年代以来发展起来的一种创新组织形式,在经济全球化背景下面临由复杂组织结构及集团内部交易等问题引起的特定风险。"金融集团联合论坛"自成立起来,先后发布多项旨在监督金融集团稳健运营的文件,以切实加强对多元化金融集团的监管。欧盟理事会发布的"监管指令"消弭了欧盟对金融集团监管的重复、脱节现象,使欧盟监管由行业监管向跨行业监管、由机构性监管向功能性监管的方向过渡。

The Cooperation and Coordination of the Supervision to Financial Conglomerates in the View of Globalization

Financial conglomerates are a kind of creative organized form since the 1980s,which faces the special risks derived from complicated organized structure and internal trade at the background of international economic globalization.The Joint Forum has issued a lot of documents on financial conglomerates after their foundation,which aims at steadily operation supervision.The supervisory directives promulgated by European Union Commission put an end to the repeated supervision or supervision divorced from pract...