新型金融衍生品的风险构成及其监管缺失研究

文章通过对目前全球金融危机中暴露出的新型金融衍生产品的高风险性和监管缺失研究,认为防范新型金融衍生产品风险必须通过明确界定金融衍生品依托的基础资产标准,强化标的资产质量的基础环节监管;通过完善信息披露制度将所有创造风险和掩盖风险的机构都纳入监管的范围之内;同时,应加快对新型金融衍生品风险监管技术的研究,打破分业监管职能,建立统一监管体制,做到监管技术上的全局性、系统性和高效性。

Study on the Structure of the Risk in the New Financial Derivatives and the Lack of Supervision

This paper is based on the analysis of the high risk and the missing supervision over which of the new financial derivatives in the global financial crisis.Some suggestions are put forward for keeping away from the risk of new financial derivatives,such as clear standard of underlying assets of financial derivatives,serious fundamental links supervision.And through perfecting the information disclosure system,all the causes of risks and concealing crisis institutions could be put in the supervision.Simultan...