| 证券业综合经营新趋势下风险监控机制研究——以证券控股公司为例 |
| |
| 引用本文： | 闻岳春,陶敬刚.证券业综合经营新趋势下风险监控机制研究——以证券控股公司为例[J].商业经济与管理,2007,192(10):32-37. |
| |
| 作者姓名： | 闻岳春 陶敬刚 |
| |
| 作者单位： | 1. 同济大学,经济与管理学院,上海,200092
2. 上海财经大学,金融学院,上海,200433 |
| |
| 基金项目： | 国家自然科学基金;面向21世纪教育振兴行动计划(985计划) |
| |
| 摘 要： | 证券公司在竞争、发展过程中不断开拓业务空间,运用多种形式开展综合经营,通过证券控股公司开展跨部门业务是一种较高程度的综合经营形式。文章拟对证券公司通过组建控股公司的形式开展综合经营过程中的风险进行分析,并探讨风险的监控机制。
|
| 关 键 词： | 证券控股公司 综合经营 风险监控 |
| 文章编号： | 1000-2154（2007）10-0032-06 |
| 修稿时间： | 2007-06-01 |
Risk Control Mechanism Under the New Trend of Securities Industry's Comprehensive Operating——A Case of Security Holding Companies |
| |
| WEN Yue-chun,TAO Jing-gang.Risk Control Mechanism Under the New Trend of Securities Industry''''s Comprehensive Operating——A Case of Security Holding Companies[J].Business Economics and Administration,2007,192(10):32-37. |
| |
| Authors: | WEN Yue-chun TAO Jing-gang |
| |
| Abstract: | To cope with competition,securities companies have been expanding their business lines and are undertaking comprehensive operating by all means available.The holding company is a comparatively advanced style in comprehensive operation.This paper studies the risks that accompany the comprehensive operating of security holding companies,and probes into the risk control mechanism. |
| |
| Keywords: | security holding company comprehensive operating risk control mechanism |
| 本文献已被 CNKI 维普 万方数据 等数据库收录！ |
