环境规制下中国工业绿色转型的技术路径选择:自主创新或技术外取?

为加快推进中国生态文明建设进程,本文根据2001-2015年中国34个工业行业的面板数据,运用联立方程模型检验了不同技术进步路径下环境规制对工业绿色转型的差异化影响。研究发现:中国大部分工业行业仍趋于粗放、外延型发展模式,缺乏绿色转型的自发性;在技术引进、模仿创新路径下,环境规制对工业绿色转型呈现出先促进后抑制的影响;在自主创新路径下,环境规制对工业绿色转型呈现出先抑制后促进的影响。随着政府监管力度与公众环保意识的增强,技术进步路径应逐渐从技术引进、模仿创新向自主创新过渡;建立强化能有效推动企业新技术探索、新产品研发的监督和激励机制;针对不同类型企业制定差异化环境规制政策。

The Technological Path Choice of China′s Industrial Green Transformation under Environmental Regulation:Independent Innovation or Technology Outsourcing?

In order to speed up the construction of China′s ecological civilization,this paper uses the simultaneous equation model to test the differential impact of environmental regulations on the industrial green transformation under different technological progress paths based on the panel data of 34 industrial industries in China from 2001 to 2015.It is found that most of China′s industrial industries are still in the extensive and extended development mode,lacking the spontaneity of green transformation;under the path of technology introduction and imitation innovation,environmental regulation has the effect of promoting first and then restraining;under the path of independent innovation,environmental regulation has the effect of inhibiting first and then promoting industrial green transformation.With the strengthening of government supervision and public awareness of environmental protection,the path of technological progress should gradually transition from technology introduction,imitation innovation to independent innovation;establish and strengthen the supervision and incentive mechanism that can effectively promote new technology exploration and new product research and development of enterprises;formulate differentiated environmental regulation policies for different types of enterprises.