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技术效率、技术进步与生产率增长:基于DEA的实证分析
引用本文:颜鹏飞,王兵.技术效率、技术进步与生产率增长:基于DEA的实证分析[J].经济研究,2004(12).
作者姓名:颜鹏飞  王兵
作者单位:武汉大学商学院 430072 (颜鹏飞),暨南大学经济学院 510632(王兵)
摘    要:本文运用DEA的方法测度了 1 978— 2 0 0 1年中国 3 0个省 (自治区、直辖市 )的技术效率、技术进步及曼奎斯特生产率指数 ,并且对人力资本和制度因素同技术效率、技术进步和生产率增长的关系进行了实证检验。其研究价值在于对中国经济研究者提供先进的分析工具和研究平台 ,并为有关部门提供接近现实的经得起检验的数据加工库以及政策依据。本文的主要结论是 :总体来说 ,中国全要素生产率是增长的 ,主要原因是技术效率的提高 ;由于技术进步减慢 ,1 997年之后全要素生产率的增长出现了递减 ;根据技术进步并不能做出中国经济长期持续增长的判断 ;1 992年以前中国经济出现了效率的趋同 ,1 992年以后追赶效应消失 ,技术进步成为各个地区生产率差异的主要原因 ;人力资本和制度因素对全要素生产率、效率提高以及技术进步均有重要的影响。

关 键 词:生产率增长  技术效率  技术进步  人力资本  制度因素

Technical Efficiency, Technical Progress & Productivity Growth: An Empirical Analysis Based on DEA
Yan Pengfei & Wang Bing.Technical Efficiency, Technical Progress & Productivity Growth: An Empirical Analysis Based on DEA[J].Economic Research Journal,2004(12).
Authors:Yan Pengfei & Wang Bing
Abstract:This paper measures, applying DEA, the technical efficiency, the technical progress & Malmquist productivity indexes in 30 provinces in China from 1978 to 2001; It has also testified empirically the relations between the human capital as well as the institution factor, and the productivity, the technical progress together with the productivity growth. Its research values are that it has provided advanced analytical tools & a research platform for Chinese economic researchers. Besides, it has also offered, for related sectors, the data processing base & the policies basis which are near reality & test standing. The major conclusions are as follows. As a whole, TEP is increasing & its main cause lies in the promotion of the technical efficiency; TEP has decreased successively after 1997 as a result of the slow-down of the technical progress; No one can judge, according to the technical progress, that China's economy is under long term & sustainable growth; China's economy has shown an efficiency convergence before 1992. After 1992, the catch-up effect has faded & the technical progress has become the main cause of the productivity difference in various areas; Shanghai & Guangdong are the major innovators, pushing the margin of the product possibility moving outward, while Shanghai has acquired annually the technical efficiency on the productivity possibility margin; The human capital & the institution factor have influenced greatly TEP, the efficiency promotion & the technical progress.
Keywords:Productivity Growth  Technical Efficiency  Technical Progress  Human Capital  Institution Factor
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