产业共性技术政府支持性研发外包合同影响因素研究

建立产业共性技术研发外包博弈模型，从政府视角研究以共性技术产出最大化为目标的最优政府支持性研发外包合同，并对最优外包合同影响因素进行分析。研究表明：足够多的政府预算是共性技术政府支持性最优研发外包合同存在的前提，最优合同条款随政府预算的增大而增多，企业保留收益增大倒逼政府预算增加；企业最优知识技术投入与共性技术价值系数以及从研发中分享的收益份额正相关，与政府支付的固定研发费用负相关；政府最优知识技术投入与固定研发费用及单位投入成本系数负相关；企业最优投入与政府投入成本系数负相关，与政府投入对研发成功的贡献系数正相关，且企业最优投入随其研发能力的增强而加大。最后，根据研究结论，从政府预算、项目前景及支持性资源分配3个方面提出共性技术研发外包合同实施的政策建议。

Researh on Industrial Generic Technology R&D Outsourcing Contract and Influencing Factors with Government Supports

By building the three stage game model of generic technology R&D, this paper studies the R&D outsourcing contract with government supports which maximizes generic technology R&D output, and analyzes the effect factors of outsourcing contract. The result shows as follows: the optimal generic technology R&D outsourcing contract exists only when there are enough government budgets. The optimal contracts terms increases with government budget increases, which is forced to rise with enterprise retained earnings increases. The optimal input of enterprise's knowledge and technology is negatively correlated with the fixed R&D expenditure paid by government and positively with both the generic technology value coefficient and the income share from R&D. The optimal input of government supportive knowledge and technology is negatively correlated with the fixed R&D expenditure and unit input cost coefficient. The optimal enterprise input, which increases with the enhancement of enterprise R&D ability, is negatively correlated with the unit cost coefficient of government input and positively with the contribution coefficient of government input on R&D success. Finally, the paper puts forward some suggestions on implementation of generic technology R&D outsourcing contract from government budget, project prospects and supportive resources allocation.