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| 从我国证券公司风险处置看金融监管的制度选择 | |
| 引用本文： | 安起雷,李秦鲁,张大进.从我国证券公司风险处置看金融监管的制度选择[J].南方金融,2009(10). |
| 作者姓名： | 安起雷 李秦鲁 张大进 |
| 作者单位： | 1. 中国人民银行,北京,100800 2. 中信银行,北京,100027 3. 中国进出口银行,北京,1019031 |
| 摘 要： | 风险处置是化解金融风险的最重要环节之一.本文在阐述我国证券公司风险处置的主要模式的基础上.分析了我国证券公司风险处置过程中存在的主要问题,提出了完善我国证券公司风险处置工作的政策建议,包括完善并加强证券公司风险处置的相关立法、建立并完善责任追究制度、创造良好的监管环境、完善投资者保护制度等. |
| 关 键 词： | 证券公司 市场退出 机构监管 |
In Sight of Chinese Security Company Risk Treatment on Regime Selections of Financial Regulation |
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| An Qilei,Li Qinlu,Zhang Dajin.In Sight of Chinese Security Company Risk Treatment on Regime Selections of Financial Regulation[J].South China Finance,2009(10). | |
| Authors: | An Qilei Li Qinlu Zhang Dajin |
| Institution: | An Qilei1,Li Qinlu2,Zhang Dajin3(1.People's Bank of China,Beijing,100800 China,2.Citic Bank,100027 China,3.The Export-Import Bank of China,100031 China) |
| Abstract: | Risk treatment is the most important link of resolving financial risks.Base on describing risk treatment model and analyzing the main problems of Chinese Security Company,raising the policy recommendations that include completing and strengthening the relative legislation,constructing the responsibility ascertaining system,creating a favorable regulatory environment and improving investors' protection system etc. |
| Keywords: | Security Company Market Exit Institutional Regulation |
| 本文献已被 CNKI 万方数据 等数据库收录！ | |