| 《多德—弗兰克法案》与金融机构衍生产品业务发展 |
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| 引用本文： | 包香明,胡萍.《多德—弗兰克法案》与金融机构衍生产品业务发展[J].中国货币市场,2011(9):44-46. |
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| 作者姓名： | 包香明 胡萍 |
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| 作者单位： | 中国银行间市场交易商协会交易规范部; |
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| 摘 要： | 2010年美国颁布的《多德-弗兰克法案》首次将场外衍生产品市场纳入监管。该法案对场外衍生产品市场监管改革提出了原则性要求,但由于其未明确域外管辖权,这可能会对我国金融机构相关业务的开展产生负面影响。本文梳理了法案有关衍生产品业务的七条新规定,分析了其对我国金融机构衍生产品业务的影响,并提出相关建议。
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| 关 键 词： | 多德-弗兰克法案 场外衍生产品监管 域外管辖权 |
The Dodd-Frank Act and financial institution derivatives business developments |
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| Bao Xiangming,Director,Market Self-discipline.The Dodd-Frank Act and financial institution derivatives business developments[J].China Money,2011(9):44-46. |
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| Authors: | Bao Xiangming Director Market Self-discipline |
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| Institution: | Bao Xiangming,Director,Market Self-discipline Department,National Association of Financial Market Institutional Investors Hu Ping,National Association of Financial Market Institutional Investors |
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| Abstract: | The US Dodd-Frank Act 2010 has put the OTC derivatives market under regulation for the first time.This Act prescribes general principles of the regulatory reform on the OTC derivatives market,yet the failure in specifying the extraterritorial jurisdiction may create negative impact on the relevant business of China's financial institutions.This article consolidates seven new provisions on derivatives business under the Act and analyzes the impacts on the derivatives business of China's financial institution... |
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| Keywords: | the Dodd-Frank Act OTC derivatives regulation extraterritorial jurisdiction |
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