| 海外内幕交易主体的规则和司法判例研究及借鉴 |
| |
| 引用本文： | 张式军,丁薇.海外内幕交易主体的规则和司法判例研究及借鉴[J].证券市场导报,2007(12):70-73. |
| |
| 作者姓名： | 张式军 丁薇 |
| |
| 作者单位： | [1]山东大学法学院,山东济南250100 [2]毕马威华振会计师事务所,浙江杭州310007 |
| |
| 摘 要： | 文章分析了美国《证券交易法》规则10b5—2的合理性和缺陷，同时参照美国、台湾和日本的证券立法实践，对我国《证券法》中有关内幕交易主体的规定存在的缺陷提出了修改和完善的建议。我国《证券法》应将家庭成员、发行人和外部信息制造者纳入内幕交易的主体范围，这对于正确理解和完善内幕交易的法律规则将起到积极作用。
|
| 关 键 词： | 内幕交易主体 家庭成员 发行人 外部信息制造者 |
Study on Overseas Rules and Cases of the Subject of Insider Trading and its Implication |
| |
| Zhang Shijun,Ding Wei.Study on Overseas Rules and Cases of the Subject of Insider Trading and its Implication[J].Securities Market Herald,2007(12):70-73. |
| |
| Authors: | Zhang Shijun Ding Wei |
| |
| Abstract: | This essay analyzes the rationality and defects of Rule 10b5-2 American Securities Exchange Act. The author also raises suggestions on the weaknesses of the Article 74 of the Securities Law in order to revise and perfect the provisions. Given the legislative practice of America, Taiwan and Japan, Chinese securities law should incorporate family members, issuers and information producers outside the company into the subject of insider trading. These suggestions will play an active role in correctly understanding and perfecting the provisions on the scope of subject of insider trading. |
| |
| Keywords: | the subject of insider trading family members issuers outside information producers |
| 本文献已被 维普 万方数据 等数据库收录！ |
