我国创业板市场的风险因素及监管对策初探

随着我国创业板市场的启动,如何有效评估创业板市场的风险因素,探析有效的监管对策已成为监管部门的重要工作。本文在总结分析海外主要创业板市场监管经验、教训的基础上,深入分析我国创业板市场面临的风险因素,并结合国内外监管实践,有针对性地提出监管对策,以期做到未雨绸缪,积极主动做好监管工作,促进市场平稳运行,服务国民经济发展。

A Preliminary Study on GEM's Risk Factors and Supervision

Accompanied by the start-up of GEM in China,the issues of how to evaluate the risk factors of the GEM and how to efficiently regulate have becoming the main concern of the regulatory authorities.At first,this paper summarizes the successful experiences and lessons learned from the overseas GEMs,then,it analyzes latent risk factors of China's GEM.Fi-nally,it puts forward efficient regulatory measures based on the experience at home and abroad,just in order to help regulato-ry authorities to supervise GEM pro...