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增设金融行业从业人员背信罪的探讨
引用本文:赵运锋.增设金融行业从业人员背信罪的探讨[J].上海金融,2008(8).
作者姓名:赵运锋
作者单位:上海交通大学法学院,上海,200240
摘    要:金融行业从业人员违背信托责任从事非法行为,对金融秩序和公私财产权造成极大损害,而刑法规制条款的缺位则是该类行为屡有发生的重要原因.由此,设置金融行业从业人员背信罪成为防止类似行为发生的重要措施.由于此类行为的特殊性和典型性,罪名的确定、罪状的设置及刑罚的配置都需要具体分析和深度思考.刑法的谦抑性决定了刑法的最后性和补充性,因此,前置制度的完善与对背信行为的堵疏结合才是治本之策.

关 键 词:背信行为  老鼠仓  情节犯  刑罚前置制度

Setting Up Crime of Financial Sector Practitioner Breach of Trust
Zhao Yunfeng.Setting Up Crime of Financial Sector Practitioner Breach of Trust[J].Shanghai Finance,2008(8).
Authors:Zhao Yunfeng
Institution:Zhao Yunfeng
Abstract:Financial sector employees breach fiduciary duty by engaging in illegal conduct, thus impose great damage to financial order and personal property. The absence of criminal provisions is the important reason why such behavior prevails. And setting up crime of financial sector practitioner breach of trust is an important measure to prevent such act from happening. Due to the special nature of such act, thorough analysis and in-depth consideration is necessary when it comes to sentence. Improvement of pre-penalty system and prevention of breach behavior is essential strategy.
Keywords:Breach Trust  Mouse Warehouse  Circumstances Crime  Pre-penalty System
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