| 私募股权基金监管模式的国际比较及中国选择 |
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| 引用本文： | 庞跃华,曾令华.私募股权基金监管模式的国际比较及中国选择[J].财经理论与实践,2010,31(5):48-51. |
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| 作者姓名： | 庞跃华 曾令华 |
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| 作者单位： | 湖南大学,金融与统计学院,湖南,长沙,410079;湖南大学,金融与统计学院,湖南,长沙,410079 |
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| 摘 要： | 美国PE业监管模式是法律约束下的自律模式,主要特征是注册豁免.英国PE的监管模式以行业自律为主,法律监管为辅.日本PE的监管模式以政府监管为主;政府设立证券局集中行使监管权,仅允许构建信托方式的组织形式.对投资资金的投资范围有严格规范.PE运作的失败不容易产生系统性风险,事后处理成本较低,所以PE业较适合于行业自律监管.我国应建立起政府监管和行业管理相结合的模式.要建立健全PE的法律体系;明确确定PE的监管主体,可将PE纳入证监会统筹管理;明确廓清PE的监管客体;支持设立PE的行业协会.
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| 关 键 词： | PE 监管模式 自律监管 政府监管 |
International Comparison of Private Equity fund Supervision Mode and Choice of China |
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| PANG Yue hua and ZENG ling hua.International Comparison of Private Equity fund Supervision Mode and Choice of China[J].The Theory and Practice of Finance and Economics,2010,31(5):48-51. |
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| Authors: | PANG Yue hua and ZENG ling hua |
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| Institution: | PANG Yue-hua,ZENG ling-hua(College of Finakece , Statistics,Hunan University,Changsha Hunan 410079,China) |
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| Abstract: | The American regulation mode for the PE market is the self-regulation mode under legal restriction,which has the main characteristic of registration exemption.The main British regulation model is the industrial self-regulation while the assistant mode is the legal supervision.Japan's regulatory approach to PE base on government regulation;Security Council established by Government mainly focused on the right to exercise supervision only with trust form of organization.Range of investment funds investment ha... |
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| Keywords: | PE |
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