Problems for the plantations: Challenges for large‐scale land concessions in Laos and Cambodia

Large‐scale plantation land concessions are causing an array of serious social and environmental impacts in Southeast Asia as well as in other parts of the world. This paper, however, is focused on the many challenges and limitations that plantation developers face in southern Laos and northeastern Cambodia. These include price and market constraints, activism linked to villagers and others actors, management and financial difficulties, environmental and technical limitations, and limited government support. Investor responses to these challenges and limitations have varied. Some investors still hope that their plantations will succeed, while others have variously attempted to cut their losses and withdraw from failing investments. In particular, this paper considers how problems associated with plantation development often emerge due to fluctuating crop prices as well as poor planning that partially stems from investors adopting a “resource frontier” mindset.     

The Closing Frontier: Agrarian Change, Immigrants and the 'Squatter Menace' in Gokwe, 1980-1990s

‘Squatting’ in the communal areas of Zimbabwe has been largely ignored in the literature because it is assumed that it does not exist in a ‘communal’ land tenure system. This article argues that ‘squatting’ in Gokwe villages has become a common strategy by landless immigrants to access land. Gokwe has been a frontier region for many immigrants in search of land since the 1950s with intense pressure on land by the 1990s. As the frontier closed, the question of citizenship in Gokwe villages became more signi?cant than ever before. Those who are not formally registered as residents are de?ned by local government authorities and established villagers as ‘squatters’ who should be evicted. The article traces how local authorities and established villagers have responded to what they perceive as the ‘squatter menace’. It further examines the means used by ‘squatters’ to lay claims to land and to defend those claims in Gokwe villages.     

Blue Revolution in a Commodity Frontier: Ecologies of Aquaculture and Agrarian Change in Laguna Lake,Philippines

Aquaculture presents a radically different way of producing fish that aims to transcend the limitations of capture fisheries but that in turn creates new forms of agrarian and ecological transformations. Using the case of Laguna Lake, the paper probes how aquaculture production and corresponding agrarian transformations are inextricably tied to dynamics in capture fisheries in multiple ways. It emphasizes the fundamentally ecological nature of the relations between aquaculture and capture fisheries through a discussion of three interrelated features of agrarian change: commodity widening through the production of a commodity frontier, aquaculture producer strategies of working with materiality of biophysical nature, and the attendant consequences of these processes for agrarian configurations. By examining the appropriation of nature in commodity frontiers and situating relations between aquaculture and capture fisheries as historical‐geographical moments in commodity widening and deepening, the paper highlights the centrality of nature in agrarian change.     

Effect of intergenerational asset transfers on land distribution in rural Cambodia: case studies of three rice‐growing villages

After land reallocation in the early 1980s, inequality in landholdings has re‐emerged in rural Cambodia. Besides land sales and purchases, intergenerational transfers of assets may foster inequality in landholdings among “second generation” (2G) couples who, having wed after the 1980s reallocation, received no land from the government. Data analysis of three rice‐growing villages reveals that land received directly from parents accounts for 18–41% of inequality in landholdings among sample 2G couples. Although net land gain after marriage, primarily through purchases, is the largest contributor to the inequality, nonland assets received from parents positively affect the net gain. Direct and indirect effects combined, assets received from parents account for 35–57% of inequality in landholdings. The effect of assortative matching of the acreage received from parents has hitherto been small.     

Public Action, Agrarian Change and the Standard of Living of Agricultural Workers: A Study of a Village in Kerala

This article describes and analyses the ways in which public action in the State of Kerala in India helped to transform the standard of living of hired workers in agriculture. Specifically, the article analyses the extent of land and asset ownership, access to credit, access to social security schemes and food distribution systems and the conditions of housing and sanitation of households participating in agricultural wage work. The article is based as a case study of Morazha desam in the Malabar region of Kerala, which had one of the most oppressive agrarian systems in India before 1956–57. In 1955, another economist had studied Morazha desam; this study was conducted before one of the most important interventions through public action – land reform – took place in Malabar. The 1955 study had characterized the conditions of life of agricultural workers as 'wretched in the extreme'. The present article documents the significant transformation in the quality of life that took place in Morazha after 1955, through a weakening of the factors that led to 'wretched' conditions of life in the earlier period. The destruction of traditional agrarian power by the state through land reform was the most critical step in this process.     

Environmental Production Factors and Efficiency of Smallholder Agricultural Households: Using Non‐parametric Conditional Frontier Methods

External environmental factors play a significant role in the agricultural production of smallholder farmers. This is especially the case in developing countries where production is less technologically intensive. These factors are mainly exogenous and affect both the farmers’ input choices and the final output levels. However, previous studies of technical efficiency of smallholder agricultural production either ignore these factors or assume separability between environmental factors and input choice, which is often not the case in developing counties. Using data on smallholder farmers in Ethiopia, we relax this separability assumption and investigate the importance of external environmental factors in farmers’ performance and efficiency variation across regions. The empirical analysis is based on a non‐parametric conditional order‐m estimation method that relaxes some of the traditional strong assumptions in efficiency modeling and, more importantly, the separability between environmental factors and the choice of physical inputs. Using data from four major agricultural regions of Ethiopia, we show the extent that environmental factors contribute to the technical efficiency and the significance of environmental factors in farmers’ performance.     

Class and the Politics of Participatory Rural Transformation in West Bengal: An Alternative to World Bank Orthodoxy

Based on a primary field survey and secondary sources of information, this study analyzes the West Bengal experience of participatory rural transformation in relation to the changing class structure in a differentiated rural economy, the rise in class-consciousness among the rural poor and the participation of different classes in the political process of decision-making. Utsa Patnaik's (1987 ) labour exploitation criterion is used in order to rank rural households in class terms, alongside the standard acreage groupings. This study strongly refutes the neo-liberal (World Bank) idea of social capital and civil society as sources of 'people's participation'. It is argued that 'people's participation' is a meaningless concept, since the 'people' as a category includes different classes with conflicting interests. Though subordinate classes in West Bengal have achieved a higher level of class consciousness than in the past, and have resisted extra economic coercion, and while their political participation has risen, their involvement at the grass roots level of administrative decision-making is very weak. Panchayat Raj has so far failed to initiate a second phase of institutional reform in West Bengal, encompassing education, gender justice and above all the co-operative movement. This partial failure is the outcome of short-term electoral benefit being given priority over and so undermining class struggle.     

Sendero Luminoso in the New Millennium: Comrades,Cocaine and Counter‐Insurgency on the Peruvian Frontier

During the 1980s and until the mid‐1990s, Peru experienced one of the bloodiest conflicts in contemporary Latin America, initiated by the armed insurrection launched by the Partido Comunista del Perú – Sendero Luminoso (Shining Path). Most guerrilla activity, armed confrontations and civilian fatalities occurred in Andean rural districts. The intensity of violence declined following the detention of PCP‐SL General Secretary Abimael Guzmán and other leading cadres in 1992–3, which resulted in the dismantling of a substantial component of the organization's military apparatus and support networks. This paper examines how surviving PCP‐SL militants attempted to regroup and respond strategically and tactically to such a devastating setback, focusing on its dealings with the civilian population, particularly coca‐producing smallholders. Counter‐insurgency measures pursued by the Peruvian state are also analysed. The paper concludes with an assessment of the current disposition of guerrilla – rural population – state relations in the main areas of conflict.     

Specialization and Diversification in Agricultural Transformation: The Case of West Punjab, 1903–92

In this article, the role of crop specialization and diversification in agricultural transformation is investigated empirically. Changes in aggregate land productivity are associated structurally with inter-crop and inter-district reallocation of land use. Results from a region with the oldest history of agricultural commercialization in developing countries show that cropping patterns of subsistence agriculture changed substantially, with rising concentration of crop acreage in districts with higher and growing productivity. Rapid specialization in crop production was observed at the district level recently, after a phase with sporadic specialization. These changes reflected comparative advantage and contributed to the improvement in aggregate land productivity.     

Agrarian class struggle and state formation in post‐colonial Pakistan, 1959–1974: Contingencies of Mazdoor Kisan Raj

State formation in post‐colonial societies is often explained with reference to the roles of elites. In Pakistan, landed elites continue to dominate the rural political economy through informal and formal institutions, but the history of its largest peasant movement shows how agrarian class struggle can change the institutional forms and functions of power. The Hashtnagar peasant movement achieved lasting de facto land and tenancy reforms in north‐western Pakistan in the 1970s through forcible land occupations that were regularized by state intervention. I argue that although divisions among elites were important, the state intervened in favour of peasants due to the rising organizational power of tenants and landless labourers under the centralized leadership of the radical Mazdoor Kisan Party. Agrarian class struggle weakened the informal power of landed elites and gave rise to institutions of peasant power. However, other fractions of the ruling class sought to undermine their landed opponents while co‐opting the militancy of the peasant movement by strengthening state institutions to intervene in favour of upwardly mobile tenants. The latter were separated from poorer peasants and the landless, thus demobilizing the movement.     

Continuity and Change: Some Observations on the Landscape of Agricultural Labourers in North Bihar, India

This paper is an attempt to catalogue and analyse the changes over two decades in the world of agricultural labourers in a backward region in India. It is primarily based on a series of field visits to two villages in Purnia district, located in the north-eastern part of Bihar. Changes in the living conditions of labourers are obviously connected to developments in the rural economy of the region and there are important linkages with developments elsewhere, including changes in the overall macro-economic policy regime. An attempt is made to trace these. Agricultural wage workers in the surveyed region are extremely poor by any reckoning, although a few of them have made some progress through state-sponsored programmes and migration. These developments have also contributed significantly to altering the relations of dominance and subordination, thus creating greater elbow-room for labourers. However, it is important not to overstate these small gains and there are serious doubts as to whether they can be sustained. It appears that some of the material correlates of labourers' well-being in the surveyed region are being affected adversely by the currently ascendant neoliberal policy regime. There are no signs of the emergence of mechanisms that might imply sustained significant improvements in the very fragile life and work conditions of these labourers.     

社会保障，非农收入预期与宅基地退出决策行为—— 基于上海市金山区、松江区等经济发达地区的实证分析

研究目的:实证分析政府主导宅基地退出的背景下,经济发达地区农户退出决策行为的影响因素,为制定相关政策提供依据。研究方法:农户调查法,统计分析法,Logistic回归分析法。研究结果:上海市郊区愿意将宅基地退出的农户所占比例高达66.91%;根据其作用程度,对宅基地退出决策行为具有显著影响的变量是有无城镇保障、非农收入预期、有无城镇住宅、安置区基础设施状况、补偿合理程度、宅基地区位状况及教育程度。研究结论:在上海市等经济发达地区,宅基地退出时机比较成熟,农户在退出宅基地后可以获得稳定的社会保障和非农收入,退出意愿较高。因此在宅基地退出的实践中,建议政府首先要充分结合实践地区的经济发展水平,完善社会保障体系,探索满足农户的合理预期收益的补偿标准,建立促进失地农户就业稳定和收入稳定的长效机制。     

Agricultural holdings with undefined boundaries,communal systems and counter‐hegemonies: The persistence of the peasantry in Argentina

The presence of agricultural holdings with undefined boundaries (AHUBs) and their heterogeneous geographical distribution questions the supposed hegemony of agribusiness in Argentina. Given the lack of defined boundaries, these holdings generate a communal culture among dwellers, which is reflected in both the strategies of the use of commons and the initiatives for the defence of land in the conflicts between peasants and entrepreneurs. This article describes two counter‐enclosure experiences that were generated and have developed on the bedrock of AHUBs and a communal matrix. Those defence strategies are employed by families that possess the land but have not title to it, being a defence tactic against attempts of eviction. AHUB not only is a new census category that allows us to enhance our knowledge of the rural world but also proposes modes of production that differ from those of the capitalist model, showing possible counter‐hegemonic development alternatives that arise from the practices used in these holdings.     

Efficiency Effects of Access to Information on Small‐scale Agriculture: Empirical Evidence from Uganda using Stochastic Frontier and IRT Models

Low power home electrical items such as radios, mobile phones and televisions are an important source of agricultural information for small‐scale farmers in developing countries. To empirically test the effects of access to information from these items on efficiency in agriculture, we formulate a stochastic frontier model augmented with a technical efficiency model that controls for an index capturing farmers' ‘ability to access information’. The index is constructed with a 2‐parameter item response theory (IRT) model based on farmers' access to the electrical items. Using six rounds of panel data on small‐scale farmers in Uganda, we find empirical evidence of a significant and positive relationship between farmer ability to access information and farm efficiency. There is also evidence that the size of these effects is larger for more literate hence better educated farmers. Greater access to information also appears to be associated with increased variance of (in)efficiency and output although the form of the increased variances is underpinned by low risk of lower efficiency and output realisations and high likelihood of higher efficiency and output realisations. Our findings imply that access to limited quantities of electricity needed to power these electrical items can have positive farm efficiency effects, and hence the importance of off‐grid electricity (e.g. standalone solar panels) for small‐scale farmers in typically isolated communities in developing countries.     

Agricultural productivity growth in Latin America and the Caribbean: an analysis of climatic effects,catch‐up and convergence*

This paper investigates whether climatic adjusted total factor productivity (CATFP) in Latin America and the Caribbean (LAC) is converging, converging to different steady states or exhibit absolute convergence, that is the process does not require (government) interventions to reach its equilibrium path. We use data from the University of East Anglia’s Climatic Research Unit and from the Food and Agriculture Organization for 28 LAC countries over a 54‐year period (1961–2014) to estimate random parameters stochastic production frontier models to calculate CATFP and then use cross‐sectional regressions and an error correction model to analyse CATFP convergence across countries in the region. The results show that technological progress is the main driver of CATFP growth in the region and there is no absolute convergence, that is CATFP gaps across countries will not decrease over time and least performing countries will not grow faster than better performing ones without targeted policies. However, CATFP across LAC exhibits conditional convergence towards different steady states. Technological progress plays a critical role in raising the steady state level of CATFP with an overall average of 2.22 per cent per annum.     

Capital Intensification,Productivity and Exchange – A Class‐Based Analysis of Agriculture in West Bengal in the Current Millennium

This paper deals with capitalist agricultural development in West Bengal, India. Based on a field study of two regions at different ends of the development spectrum, it shows the class‐specific nature of agrarian development. Farms based on hired labour adopt more capital‐intensive techniques, operate on a much larger scale and have higher yields in comparison to farms based on family labour, regardless of their size. Differentiation of the peasantry is intense where the adoption of capital‐intensive technology is high. The paper concludes that the arguments of A.V. Chayanov and A.K. Sen, which seek to explain the inverse relation between farm size and productivity in terms of the superior efficiency of farms based on family labour compared to capitalist farms, are not borne out by our findings. Moreover, in the advanced region of Bardhaman, farmers of all economic classes are found to be subject to a form of compulsive exchange or stressed commerce brought about by traders external to the region.     

Non‐Reciprocal Trade Preferences and the Role of Compliance Costs in the Agricultural Sector: Exports to the EU

We investigate whether non‐reciprocal preferential regimes granted by the European Union have an impact on agricultural export flows from beneficiary countries while accounting for the costs of compliance that may prevent exporters from taking full advantage of potential benefits. Compliance costs are heterogeneous and difficult to measure. We proxy their influence and specify a model that allows for a different preferential margin impact according to the proxy costs. Adopting the gravity framework and using a sample of 554 lines of agricultural products for 131 developing countries in 2002, we find that the costs of compliance play a role in making the schemes work: the lower the costs, the greater the impact of the preferential margins. Moreover, the estimated margin effect differs between different regimes.     

Impact of contract farming on yield,costs and profitability in low‐value crop: evidence from a low‐income country

Lentils, a low‐value and highly nutritious crop, are Nepal's largest pulse cash crop. However, the majority of the nation's smallholders produce lentils on very small plots of land. The large gap in lentil yields between Nepal and other lentil‐producing countries underscores the importance of improving yields and income of smallholders. When it comes to the financial viability of small farms, particularly in developing countries, and globalisation, contract farming (CF) may prove useful in achieving efficiency and profitability in smallholder lentil farms in Nepal. This study employs the propensity score matching approach to examine the effects of the adoption of CF on yields, profitability and costs of smallholder lentil farms in Nepal. Findings from this study reveal that contrary to popular belief, CF adoption by lentil producers in Nepal has a positive and significant effect on per‐hectare revenues, profits and yield and a negative impact on variable and transportation costs. The study finds that only very smallholder lentil farms (0.01‐0.05 ha) benefit from CF.     

Targeting,bias, and expected impact of complex innovations on developing‐country agriculture: evidence from Malawi

Agronomic analyses of new technologies are often conducted under carefully controlled research station programs or trials managed by self‐selected farmers. Oftentimes, the technologies are then scaled up with minimal evaluation under real‐world conditions. Yet, the interim step between agronomic trials and large‐scale promotion is crucial to generate evidence on the social and economic impact of technologies that is both internally valid and generalizable. The article focuses on a participatory action research program in Malawi designed to test and identify scalable technology options to intensify the smallholder sector and contribute to poverty reduction and food and nutrition security. We examine the socioeconomic characteristics of farmers testing technologies and find evidence of systematic targeting of better‐endowed farmers. After controlling for observable differences using matching and a doubly robust estimator, we find evidence of early positive effects on maize yield and harvest value, although placebo tests suggest possible selection on unobservables. We note that attention should be given to program design and household characterization to better define and improve targeting criteria, technology selection, and external validity.