战略采购的过程模型及其作用模式

基于交易成本／交易效益双边动态理论，本文发展了战略采购的过程模型，提出战略采购是一个由市场替代企业、优化网络节点、固化网络联结和整合网络能力四个环节构成的过程．目的是推动企业和市场向网络变迁以获得交易成本的持续降低和交易收益的持续创造。文中还指出了不同条件下的战略采购作用机理。在买方优势条件下．采购战略贡献高的能力可以通过发展单联网络来实现．而采购战略贡献低的能力可以通过发展并联网络来实现；在供方优势条件下，采购战略贡献高的能力可以通过发展外拓网络来实现．而采购战略贡献低的能力可以通过发展外联网络来实现。最后，根据我国战略采购实践和理论现状提出提高我国战略采购水平的对策和进一步理论研究的建议。     

文化因素对企业经营绩效影响的研究

本文利用霍夫斯塔德（Hofstede）和他的同事跨文化研究的相关成果,结合新制度经济学的交易成本分析工具,对文化因素与企业经营绩效的关系进行了理论研究．并利用1995年世界最大500家公司的面板数据等．对文化因素与企业经营绩效的关系进行了计量检验,结果显示,个人主义与集体主义、权力距离和合作性三个文化因素对企业经营绩效有显著的影响。在此基础上．本文分析了文化因素对我国企业经营绩效的影响．并提出了相关的政策建议．     

Lower Bounds of Concentration in a Small Open Economy

We examine how Sutton’s “bounds” approach works in a small country where industries have relatively high export and import intensities. The bounds are estimated as stochastic frontiers, where observable industry characteristics, entry barriers, and export intensity are allowed to affect the mean and variance of the deviations from the frontier. In accordance with the theory, high R&D intensity industries have a lower bound for concentration, which is higher than that for exogenous sunk cost industries. For high advertising industries the theory does not hold as well.      

R&D Cooperation in a Transaction Cost Perspective

This paper investigates R&Dcooperation between buyers and suppliers, drawing bothon transaction cost theory and resource-based theoryof the firm. Results of logistic regression analyses,using a unique firm-level database containing 689manufacturing firms located in a Dutch region, supportassumptions of transaction cost theory. Frequentknowledge transfer and moderate and high levels ofasset specificity increase probabilities of R&Dcooperation. In particular, Williamson's assumptionsconcerning the moderating influences of uncertainty onbilateral governance are confirmed. Extending theoriginal transaction cost model with indicatorsderived from resource based theory of the firmincreases the performance of the model.     

国际贸易中的交易成本：一个文献综述

传统贸易理论所讨论的形成比较优势的成本,主要为生产成本。但是,在现实国际贸易活动中,交易成本在塑造一国比较优势时也发挥着重要作用。通过回顾国际贸易中的交易成本及其与生产成本和贸易成本的关系、国际贸易中的交易成本的影响因素及其度量、引入交易成本分析的国际贸易变化之相关文献,指出：现有文献未严格区分＂贸易成本＂和＂交易成本＂,迄今为止新制度经济学中对交易成本的测度与贸易理论中基于引力模型的贸易成本测度还缺乏必要的沟通和融合。     

When does corporate venture capital add value for new ventures?

New ventures face a trade‐off when considering corporate venture capital (CVC) funding. Corporate investors can provide complementary assets that enhance the commercialization of new venture technologies. However, tight links with a particular corporate investor has drawbacks and may constrain new ventures from accessing complementary assets from diverse sources in an open market. Taking this trade‐off into account, we explore conditions under which CVC funding is beneficial to new ventures. Using a sample of computer, semiconductor, and wireless ventures, we find that CVC funding is particularly beneficial for new ventures when they require specialized complementary assets or operate in uncertain environments. Copyright © 2011 John Wiley & Sons, Ltd.     

R&D投入、资源依赖与区域经济增长——基于门槛模型的实证研究

本文利用2000～2014年全国30省市的面板数据,首先就资源依赖对R&D资本投入和人力投入的影响及挤出效应进行了检验,之后分别以R&D资本投入和R&D人力投入为门槛变量构建了面板门槛模型,对“资源诅咒”现象产生的机理和其地区间可能存在的差异进行实证分析。结果表明：资源依赖对R&D投入的挤出效应随着地区资源依赖度的提高而更加显著;地区资源依赖程度越高,R&D资本投入所产生的门槛效应就越显著,而R&D人力投入却并未表现出相同趋势;R&D投入对地区经济增长的贡献率与资源依赖程度成反比。     

信息技术、交易成本与激励:论经济组织形式的中间化

基于交易成本理论的分析框架难以对信息技术作用下的经济组织变革趋势作出很好的解释．本文融合了资源基础观的相关观点，建立了一个新的分析框架，比较全面地分析了企业、中间组织和市场这三种经济组织形式。进一步的，通过考察信息技术应用的相关影响，我们得出了信息时代经济组织形式趋于“中间化”的结论。     

个人消费路径依赖的形成原因及应对措施

路径依赖原是经济学中有关生产技术、制度设计的一个名词。本文试图讨论个人消费领域中的路径依赖,通过分析在个人消费中的种种路径依赖现象,指出造成个人消费路径依赖的根源是高脱离成本、历史事件锁定和人的惯性思维,提出要突破个人消费路径依赖应采取慎重选择、摆正心态、大胆创新等手段。     

Trading in strategic resources: Necessary conditions,transaction cost problems,and choice of exchange structure

The paper develops a theoretical framework for analyzing the exchange structure in the trading of imperfectly imitable and imperfectly mobile firm resources. It first explores the conditions for such resources to be gainfully traded between firms and then investigates the interconnections between barriers to imitation and impediments to trading. A major part of the paper is devoted to developing an integrative and yet parsimonious model for assessing the exchange structure between firms that are involved in the trading of strategic resources in the face of signifcant transaction cost problems. The model is applied in the last part of the paper to the analysis of the choice between acquisitions and collaborative ventures.     

Effective interim collaboration: how firms minimize transaction costs and maximise transaction value

This study of automotive transaction relationships in the U.S.A. and Japan offers data which indicate that transaction costs do not necessarily increase with an increase in relation-specific investments. We empirically examine the conditions under which transactors can simultaneously achieve the twin benefits of high asset specificity and low transaction costs. This is possible because the different safeguards which can be employed to control opportunism have different set-up costs and result in different transaction costs over different time horizons. We examine in detail the practices of Japanese firms which result in effective interfirm collaboration. © 1997 by John Wiley & Sons, Ltd.     

Interstate Long Distance Rates: Search Costs,Switching Costs,and Market Power

A number of authors have argued that the divestiture of AT & T did not reduce the rates of long distance telephone companies as often believed. However, the literature has offered few explanations as to why competition has not lowered rates. This study argues that rates have failed to fall due to the importance of search and switching costs in the industry. Using a panel data set of rates for the three largest long distance carriers, stretching from 1984 to 1993, a reduced form equation is specified to empirically test for the influence of search and switching costs on the price cost margin of the three carriers. The results illustrate that both search and switching costs have provided long distance carriers with market power.