Land use transitions: Socio-ecological feedback versus socio-economic change

The concept of land use transition highlights that land use change is non-linear and is associated with other societal and biophysical system changes. A transition in land use is not a fixed pattern, nor is it deterministic. Land use transitions can be caused by negative socio-ecological feedbacks that arise from a depletion of key resources or from socio-economic change and innovation that take place rather independently from the ecological system. Here, we explore whether the sources of land use transitions are mostly endogenous socio-ecological forces or exogenous socio-economic factors. We first review a few generic pathways of forest transition as identified in national case studies, and evaluate the varying ecological quality of expanding forests associated with these pathways. We then discuss possible explanatory frameworks of land use transitions. We use the case of the recent forest transition in Vietnam as an illustration. Socio-ecological feedbacks seem to better explain a slowing down of deforestation and stabilization of forest cover, while exogenous socio-economic factors better account for reforestation. We conclude by discussing the prospects of accelerating land use transitions in tropical forest countries.     

Forest and agricultural land change in the Carpathian region—A meta-analysis of long-term patterns and drivers of change

Humans have altered land cover for centuries, and land-cover change is a main component of global change. Land use transition trajectories, such as the forest transition theory (i.e. switch from deforestation to stable or increasing forest cover), relate long term changes in land use to gradual changes in underlying drivers, such as economic development, demographic change, and urbanization. However, because only few studies examined land change over centuries, it is not clear how land cover changes during very long time-periods which are punctuated by shifts in socio-economics and policies, such as wars. Our goal here was to examine broad land change patterns and processes, and their main driving forces in Central and Eastern Europe during distinct periods of the past 250 years. We conducted a meta-analysis of 66 publications describing 102 case study locations and quantified the main forest and agricultural changes in the Carpathian region since the 18th century. These studies captured gradual changes since the peak of the Austro-Hungarian Empire up to the accession to the European Union of most of the formerly socialist countries in the study region. Agricultural land-use increased during the Austro-Hungarian Empire in 70% of the case studies, but dropped sharply during and especially after the collapse of the Socialism (over 70% of the cases). The highest rates of abandonment occurred between 1990 and 2000. The Carpathian region experienced forest transition during the Interwar period (93% of the cases), and the forest expansion trend persisted after the collapse of Socialism (70% of the cases). In terms of the drivers, institutional and economic factors were most influential in shaping deforestation and agricultural expansion, while socio-demographics and institutional shifts were the key drivers of land abandonment. Our study highlights the drastic effects that socio-economic and institutional changes can have on land-use and land-cover change, and the value of longitudinal studies of land change to uncover these effects.     

Exploring land use changes and the role of palm oil production in Indonesia and Malaysia

This study compiles and analyses national-level data on land use change (LUC) and its causes in Indonesia and Malaysia over the past 30 years. The study also explores the role that palm oil has played in past LUC and that projected growth in palm oil production may play in LUC until 2020 and suggests strategies to minimize negative effects. Data collection for the study revealed that the quality and quantity of data on LUC on a national scale over time are low. Despite these uncertainties, the overview of past LUC indicates that large changes in land use have occurred in Indonesia and Malaysia. In Indonesia, LUC can primarily be characterized by forest cover loss on 40 million ha (Mha) of land, a 30% reduction in forest land. Deforestation in Malaysia has been smaller in both absolute and relative terms, with a forest cover loss of nearly 5 Mha (20% reduction in forest land). Other large changes in Malaysia occurred in permanent cropland (excluding oil palm), which has decreased rapidly since the early 1990s, and in land under oil palm cultivation, which experienced a sharp increase. Projections of additional land demand for palm oil production in 2020 range from 1 to 28 Mha in Indonesia. The demand can be met to a large extent by degraded land if no further deforestation is assumed. In Malaysia, expansion projections range from 0.06 to 5 Mha, but only the lowest projection of oil palm expansion is feasible when only degraded land may be used. The role of palm oil production in future LUC depends on the size of the projected expansion as well as agricultural management factors such as implementation of best management practices, earlier replanting with higher yielding plants, and establishment of new plantations on degraded land. The current use of degraded land needs to be investigated in order to reduce possible indirect LUC, land tenure conflicts, or other social impacts. In addition to minimizing direct and indirect LUC by the palm oil sector, measures that reduce deforestation triggered by other causes must also be implemented. A key element for doing so is better planning and governance of land use, which entails more appropriate demarcation of forest land and protection of land that still has forest cover, improved monitoring of land use, and more research to uncover the complexities and dynamics of the causes and drivers of LUC.     

Forest transitions in Chinese villages: Explaining community-level variation under the returning forest to farmland program

China’s Returning Farmland to Forest Program (RFFP) aimed to transform rural landscapes and livelihoods by compensating households for planting trees on retired farmland. The program has been attributed a key role in an apparent forest transition. Studies uncover great local variation in its impacts, but the mechanisms behind them have received little attention. We examine such heterogeneity in 12 communities in northwest Yunnan, assessing the hypothesis that the RFFP catalyzed a state-led forest transition by evaluating the contributions of RFFP implementation and other processes to land cover change. Our dataset combines socioeconomic data from household surveys, focus groups, and intensive interviews with remote sensing data for a linked, cross-scale analysis. Results show no significant relationship between RFFP implementation and community-level vegetation cover change. Between 2000 and 2010, high-elevation communities had larger vegetation gains, while from 2010 to 2014, low-elevation communities had larger gains. Regression analyses and interview data show off-farm labor, tree crop planting, and changing energy sources influenced the rate of community-level vegetation change. This pattern, combining tree crop cultivation with labor outflows, may represent a distinct “policy plantation” pathway of forest gain. Meanwhile, new, high-elevation cash crops may be constraining forest expansion. This analysis suggests limited additionality for the RFFP in this region and highlights how heterogeneous, intersecting land use processes bring uneven forest transitions.     

Why have land use change models for the Amazon failed to capture the amount of deforestation over the last decade?

Land cover change in the Neotropics represents one of the major drivers of global environmental change. Several models have been proposed to explore future trajectories of land use and cover change, particularly in the Amazon. Despite the remarkable development of these tools, model results are still surrounded by uncertainties. None of the model projections available in the literature plausibly captured the overall trajectory of land use and cover change that has been observed in the Amazon over the last decade. In this context, this study aims to review and analyze the general structure of the land use models that have most recently been used to explore land use change in the Amazon, seeking to investigate methodological factors that could explain the divergence between the observed and projected rates, paying special attention to the land demand calculations. Based on this review, the primary limitations inherent to this type of model and the extent to which these limitations can affect the consistency of the projections will also be analyzed. Finally, we discuss potential drivers that could have influenced the recent dynamic of the land use system in the Amazon and produced the unforeseen land cover change trajectory observed in this period. In a complementary way, the primary challenges of the new generation of land use models for the Amazon are synthesized.     

基于马尔柯夫模型的酒泉市肃州区LUCC趋势预测

甘肃省酒泉市近年来经济发展迅速,但生态环境也遭到一定程度的破坏;拟通过对其土地利用和覆盖变化的研究,为环境保护与经济协调发展提供决策支持;依据肃州区1988～2000年土地利用变更调查数据,对该区域LUCC进行分析,确定了土地利用类型的转移概率矩阵,并用马尔柯夫链模型预测了该区LUCC趋势。结果表明,肃州区土地利用将呈现耕地、水域和建设用地增加,林地、草地和未利用土地减少的发展趋势。     

Sustainability and forest transitions in the southern Yucatán: The land architecture approach

Consistent with the challenges of sustainability science, land architecture offers a comprehensive approach to land system dynamics useful for numerous types of assessments, ranging from the vulnerability of coupled human–environment systems to forest transitions. With antecedents in several research communities, land architecture addresses the tradeoffs within and between the human and environmental subsystems of land systems in terms of the kind, magnitude, and pattern of land uses and covers. This approach is especially cogent for changes in tropical forests, given the broad-ranging forces acting on them and the equally broad-ranging consequences of their loss. The rudiments of the land architecture approach are illustrated for changes in seasonal tropical forests in the southern Yucatán of Mexico, the pivot of which is the Calakmul biosphere reserve. Simplifying the dynamics involved, the region-wide land architecture is the collective design of stakeholders with different land-use goals that favor tradeoffs in subsystem outcomes serving better either the reserve and related programs or the smallholder farmers that populate the region. A major tradeoff involves forest cover per se, which holds implications for forest transition theory. Evidence for an incipient transition involves the scale of analysis taken. The dynamics involved hold too much uncertainty to forecast a permanent transition to more forest cover and imply that more complex but robust versions of the theory are required.     

Changing land use intensity in Europe – Recent processes in selected case studies

In recent decades the intensification of agricultural production in many European countries has been one of the key components of land-use change. The impact of agricultural intensification varies according to national and local contexts and a greater understanding of the drivers of intensification will help to mitigate against its negative impacts and harness potential benefits. This paper analyses changes in land use intensity in six case studies in Europe. A total of 437 landowners were interviewed and their responses were analysed in relation to changes in land use intensity and agricultural production between 2001 and 2011. In the case studies in Western and Eastern Europe we observed stabilisation during the last decade, and no clear tendency of increase or decrease of land use intensity. The use of fertilizers and pesticides seems to have decreased in our cases in Western Europe, which is contrary to trends in Eastern Europe. Agricultural production remained stable in almost all cases, except for an increase in Austria and Romania which may indicate that the farming efficiency has increased. A statistical analysis showed a division between study areas in Romania and Austria (increasing land use intensity) versus those in the Netherlands, Denmark and Greece (decreasing). In the Mediterranean cases we observe a process where agriculture is becoming increasingly marginalised, at the same time as changes in function with regard to urbanisation and recreational land uses have taken place. Logistic regression highlighted the importance of farm size and farmer type in understanding changes in land use intensity. The dominant pattern of stabilisation which has occurred over the past 10 years may also partly be a result of effective EU and national environmental and agricultural policies, which are increasingly concerned with improving environmental conditions in rural areas.     

An interactive land use transition agent-based model (ILUTABM): Endogenizing human-environment interactions in the Western Missisquoi Watershed

Forest Transition Theory (FTT) suggests that reforestation may follow deforestation as a result of and interplay between changing social, economic and ecological conditions. We develop a simplistic but empirically data driven land use transition agent-based modeling platform, interactive land use transition agent-based model (ILUTABM), that is able to reproduce the observed land use patterns and link the forest transition to parcel-level heuristic-based land use decisions and ecosystem service (ES). The ILUTABM endogenously links landowners’ land use decisions with ecosystem services (ES) provided by the lands by treating both lands and landowners as interacting agents. The ILUTABM simulates both the land use changes resulting from farmers’ decision behaviors as well as the recursive effects of changing land uses on farmers’ decision behaviors. The ILUTABM is calibrated and validated at 30 m × 30 m spatial resolution using National Land Cover Data (NLCD) 1992, 2001 and 2006 across the western Missisquoi watershed, which is located in the north-eastern US with an estimated area of 283 square kilometers and 312 farmers farming on 16% of the total Missisquoi watershed area. This study hypothesizes that farmers’ land use decisions are made primarily based on their summed expected utilities and that impacts of exogenous socio-economic factors, such as natural disasters, public policies and institutional/social reforms, on farmers’ expected utilities can significantly influence the land use transitions between agricultural and forested lands. Monte Carlo experiments under six various socio-economic conditions combined with different ES valuation schemes are used to assess the sensitivities of the ILUTABM. Goodness-of-fit measures confirm that the ILUTABM is able to reproduce 62% of the observed land use transitions. However, the spatial patterns of the observed land used transitions are more clustered than the simulated counterparts. We find that, when farmers value food provisioning Ecosystem Services (ES) more than other ES (e.g., soil and water regulation), deforestation is observed. However, when farmers value less food provisioning than other ES or they value food provisioning and other ES equally, the forest transition is observed. The ILUTABM advances the Forest Transition Theory (FTT) framework by endogenizing the interactions of socio-ecological feedbacks and socio-economic factors in a generalizable model that can be calibrated with empirical data.     

Analyzing the drivers of tree planting in Yunnan,China, with Bayesian networks

Strict enforcement of forest protection and massive afforestation campaigns have contributed to a significant increase in China's forest cover during the last 20 years. At the same time, demographic changes in rural areas due to changes in reproduction patterns and the emigration of younger population segments have affected land-use strategies. We identified proximate causes and underlying drivers that influence the decisions of farm households to plant trees on former cropland with Bayesian networks (BNs). BNs allow the incorporation of causal relationships in data analysis and can combine qualitative stakeholder knowledge with quantitative data. We defined the structure of the network with expert knowledge and in-depth discussions with land users. The network was calibrated and validated with data from a survey of 509 rural households in two upland areas of Yunnan Province in Southwest China. The results substantiate the influence of land endowments, labor availability and forest policies for switching from cropland to tree planting. State forest policies have constituted the main underlying driver to the forest transition in the past, but private afforestation activities increasingly dominate the expansion of tree cover. Farmers plant trees on private incentives mainly to cash in on the improved economic opportunities provided by tree crops, but tree planting also constitutes an important strategy to adjust to growing labor scarcities.     

Assessment of relation of land use characteristics with vector-borne diseases in tropical areas

Land use and land cover changes play an important role in the occurrence of vector-borne diseases. It is highly essential to identify the prominent changes responsible for its occurrence so that suitable measures can be adopted. An attempt was made to identify the prominent land use and land cover changes responsible for the spread of chikungunya, malaria, and dengue fever in the State of Kerala, India, using hierarchical cluster analysis and multiple regression analysis. Large extent of water bodies, low land and agricultural land played a significant role on the incidence of chikungunya and malaria. High population density, built-up area and agricultural area favoured dengue fever. Vector-borne diseases were found to be the lowest in places where there is no low land and with higher forest area. Inappropriate disposal of wastes generated in the built-up area might be the reason for the spread of dengue fever. Freshwater in drains of these areas is polluted and form breeding grounds for mosquitoes. Hence much attention is to be paid to provide appropriate treatment and disposal of wastes generated in the built-up area of the State In an evolving urban policy, priority is to be given to the installation of safe treatment and disposal facility of wastes especially, sewage, sullage, and solid waste. The protection of forest land also plays an important role. Economic policy instruments such as Payment for Environment Services (PES) schemes, may constitute a useful tool to encourage an improved land use management through appropriate price signals, such as, for instance, for the preservation of forested areas especially in proximity of highly populated urban environments.     

Understanding recurrent land use processes and long-term transitions in the dynamic south-central United States,c. 1800 to 2006

Forests have historically been under significant land use pressures that cause periods of degradation, clearance, and recovery. To understand these changes, studies are needed that place trends in a historical landscape context and also examine recent dynamics. Here, we use historical investigation (c. 1800) and an examination of land use and land cover change between 1973 and 2006 to establish a baseline trajectory of the forested system of the south-central United States (US) plains. The study culminates in a highly detailed accounting of the processes and causes of land change between 2001 and 2006. In the study region, the forest transitioned from early low-intensity use, to clearance for farming and timber, to widespread recovery from degradation beginning in the 1930s. By 1970, the region was transitioning from recovered woodlands to an intensive regime of recurrent timber harvest and replanting. The recurring cycle inherent in intensive silviculture has been the main cause of land change for the past several decades, accounting for more than 95% of the total extent of change between 2001 and 2006. The transition to forest recovery in the south-central US was an important historical occurrence. However, the dynamic post-transition landscape needs to be better understood.     

Drivers of land change: Human-environment interactions and the Atlantic forest transition in the Paraíba Valley,Brazil

Human societies constantly interact with the environment through mutual feedbacks and adaptations. The aim of this research was to analyze human and environmental dimensions so as to understand how the dynamic processes of land use and land cover change are contributing to the increase of forest cover observed between 1985 and 2011 in the Paraíba Valley, Brazil. The forestry sector, based on eucalyptus plantations, is given particular attention due to its role in these change processes. Multi-layer perception neural network (MPNN) models were adopted to evaluate the influence of independent variables in the process of the forest transition. Based on the model's results, we conclude that the process is conditioned by a set of biophysical and socioeconomic variables that operate during different historical periods and in different landscape settings. The proximity of Atlantic forest remnants was influential in the forest transition for the three periods analyzed: 1985–1995, 1995–2005, and 2005–2011. In the first period of change (1985–1995), topography was most influential. Between the periods of 1995–2005 and 2005–2011, the proximity to eucalyptus plantations was an important factor, indicating a high probability of native forest recovery occurring in the vicinity of these monocultural areas. The forest transition tends to occur in areas less suitable for agriculture at the outset, but as these areas are replaced by forest cover, socioeconomic drivers such as farm credit and economic development play important roles in forest recovery.     

Is Portugal’s forest transition going up in smoke?

The turnarounds from decrease to expansion in forest areas that took place during the last century have been examined through the lens of forest transition theory (FTT). Among temperate and Mediterranean European countries that have seen an expansion of forest cover, Portugal stands out as the only case in which this trend has recently been reverted. In this study, we explicitly map and document the forest transition (FT) in the country over the period 1907–2006, and investigate when and where forest transition happened de facto, and which were the land use transition pathways that resulted from the shrublands, agriculture, and forest interplay dynamics. After thematic and geometric harmonization of land cover maps from 1907, 1955, 1970, 1990, and 2006, a cluster analysis established four typologies, and a transition matrix was constructed to assess land cover dynamics. We found that up to 1955, FT occurred simultaneously with agricultural expansion, as shrubland areas diminished. Afterwards, with the retraction of agricultural area and the consequential decoupling of forest management from local actors, FT gained momentum and expanded up to the 1990s. While during the first half of the 20th century, forest expansion followed the “Scarcity” and “State Policy” pathways fostered by local socio-ecological feedback loops, throughout the second half of the century forest transition was driven by exogenous socio-economic forces, following “Economic Development” and “Globalization” pathways. We show how, despite these forces, FT can be derailed by endogenous factors such as wildfires, which limited and in some areas even reverted the afforestation process, initiating a deforestation phase. Since the necessary conditions for FT (technology shift, urbanization, agriculture retraction and public afforestation programs) were available in mainland Portugal, we advance the hypothesis that critical wildfire risk governance deficits may have been responsible for arresting FT. Considering the critical role of forests and other wooded areas in supporting climate change mitigation and sustainable development, our work provides useful evidence and insights for public decision makers on previously unaddressed dimensions of FTT.     

Forest transitions: An introduction

When people speak about ‘forest transitions’, they generalize about the ways in which the extent of forested land changes as societies undergo industrialization and urbanization. Alexander Mather coined the term ‘forest transition’, outlined a theory to explain it, and carried out a series of careful historical studies to illustrate the idea. The papers assembled in this special issue both extend and deepen Mather's pathbreaking work. They suggest that the idea of the forest transition, like the much critiqued idea of a demographic transition in population studies, has become a useful theoretical tool for understanding contemporary land use changes.     

The role of land use conversion in shaping the land cover of the Central American Dry Corridor

The Central American Dry Corridor (CADC) is a trans-border region characterized by climatic and ecological continuities. It is expected to experience rising aridity and severe hydro-climatic events due to climate change. Subsistence agriculture and other rural livelihoods to which land cover is central are widely practiced in this impoverished territory of approximately eleven million people.The CADC’s land cover was profiled to determine: a) how it differs from Non-CADC areas, and b) the role of land use in shaping these differences. Spatial autocorrelation analysis using satellite data showed that forest cover is a third less prevalent in the CADC than in the Non-CADC while the share of mosaic vegetation and mosaic cropland is nearly double. A naturally prevalent cover type in the CADC, tropical dry forest (TDF), has been largely eliminated.The significantly lesser proportion of forest and greater percentage of coverage consistent with agriculture and ranching implicate land use conversion, specifically deforestation for agricultural expansion and cattle ranching, in shaping CADC land coverage. The process began in the mid-1800s when small-scale agriculturalists migrated to the region followed by large-scale export crop and beef production, primarily for international markets. Deforestation peaked after WWII, concluding by the 1990s with the conversion of most woodlands. Similar patterns now threaten forests along the Caribbean coast.Traditional land use practices cannot sustain local communities or preserve the resource base, thereby contributing to rural outmigration. Adopting sustainable practices and promoting livelihoods strategies leading to forest regeneration will be fundamental for CC adaptation in the CADC.     

Simulating the impacts of future land use change on soil erosion in the Kasilian watershed,Iran

Predicting soil erosion potential is important in watershed management. A rapidly growing Iranian population and climate change are expected to influence land use and soil sustainability. In recent years, northern Iran has experienced significant land use changes due to internal migration along the Caspian coast and conversion of forests and rangelands. Considering the effect of these changes in the future, the purpose of this study is to forecast land use patterns and investigate soil erosion scenarios using the Revised Universal Loss Equation and Markov Cellular Automata. Data from 1981 to 2011 were used as a baseline to estimate changes that might occur in 2030. The results reveal that the mean erosion potential will increase 45% from the estimated 104.52 t ha⁻¹ year⁻¹ in the baseline period. Moreover, the results indicate that land use change from forest area to settlements will be the most significant factor in erosion induced by land use change, showing the highest correlation among erosional factors. Projecting land use change and its effect on soil erosion indicate that conversion may be unsustainable if change occurs on land that is not suited to the use. The method predicts soil erosion under different scenarios and provides policymakers a basis for altering programs related to land use optimization and urban growth. Those results indicated the necessity of appropriate policies and regulations particularly for limiting land use changes and urban sprawl in areas of unfavorable soil erosion risk factors.     

近10年崇州市土地利用变化基本特征与空间格局

[目的]土地利用变化研究是揭示土地利用对人类活动响应程度的重要途径,通过对其变化特征及空间格局的研究讨论人地关系在不同地域空间上的强度与作用模式。[方法]基于2002年、2014年TM/ETM+影像,在RS和GIS技术的支持下,采用人机交互图像处理方法提取了崇州市土地利用信息,应用土地利用动态度、土地利用程度、空间转移图谱、城市扩展指数、缓冲分析模型和方法对崇州市近10年来土地利用变化时空特征进行了研究。[结果](1)土地利用类型以林地、耕地、建设用地为主,建设用地动态度最大达到5.72;整体土地利用程度由254.25增长到260.93,各乡镇变动值差异较大。(2)土地空间转换面积达1.850 85万hm~2,占研究区总面积的16.94%;增长面积最大的图谱单元依次是新增建设用地、新增耕地和新增林地;建设用地、耕地、水体与高程、坡度之间负相关性显著,坡度0°~6°是人类活动最频繁的区域。(3)中心城区建设用地面积大幅增长,缓冲范围内建设用地面积增加了2 120.76hm~2,城市中心自河流向东、东南、东北3个方向扩展。[结论]崇州市土地利用整体处于快速发展时期,地域差异明显,受人类活动影响显著。     

The role of spatial planning in coastal management—A case study of Tuticorin coast (India)

The focus of coastal management in recent years has shifted from a sectoral plan to a holistic and integrated one. A key component of this integrated plan is spatial planning. This paper serves to highlight the role of spatial planning in coastal management by making use of a study done for the Tuticorin coast in India. A quantification of the land use/land cover changes in this region was studied along with the existing laws and policies governing the Indian coast with particular reference to Tuticorin, to determine their influence/impact on coastal land use/land cover. The results of the study show the disparity that exists between current land use practices and the laws that have been enforced to safeguard the coast. This can be overcome by means of implementing a more stable management plan that incorporates the spatial aspects of this coast, which has been presented.     

Characterizing land disturbance in Atewa Range Forest Reserve and Buffer Zone

Changes in land cover of protected areas and their buffers have serious implications on the conservation of biodiversity within such biomes because land use has been recognized as one of the major drivers of biodiversity change. Atewa Range Forest Reserve is one of Ghana's Upper Guinea Forests declared as a Globally Significant Biodiversity Area (GSBA). But the reserve is under threat from several human disturbances which could impact on the land cover of the reserve.This study examined the spatial and temporal changes in land cover of Atewa Range Forest Reserve and it's buffer between 1986 and 2013 using remote sensing. Land use and land cover (LULC) classification and change detections were undertaken using one Landsat Multispectral Scanner (MSS) image of 1986 and Landsat ETM+ images of 2003 and 2013.The study also investigated the driving forces of LULC and the effectiveness of the Forest and Wildlife Policy of 1994 in the management of the reserve.Results of image classification showed that much of the peripheral closed and open vegetative covers have been converted to farms and bushes with little disturbance within the interior of the reserve. The study revealed that, the conservation management policies were yielding very little results due to a number of policy deficiencies including low staff strength, lack of logistics and low remuneration. Enforcement of legal instruments against illegal logging, small scale mining and farming activities within the reserve, improvement in the staff strength and their condition of service, intensification of public education on the value of forest and the need to protect it are some of the major recommendations that could curb encroachment on the reserve.