论区分建设用地使用权

研究目的:依据《物权法》对地上、地下空间权利区分设立,以明晰权属、准确登记。研究方法:借鉴建筑物区分所有权的理念,通过楼面地价充分体现土地价值,建立专有部分使用权与成员权的复合型法律关系,用建筑面积与高程的组合,构建区分建设用地使用权。研究结果:通过分析与建筑物区分所有权、建筑用地使用权的关系,明析区分建设用地使用权的地位。通过对地籍调查方法的细化,解决区分建设用地使用权实际操作中的问题并举例说明。研究结论:区分建设用地使用权的提出对地上、地下空间权利的设立填补了实际操作中的空白,与现在的法律法规、国家标准紧密衔接,对研究土地空间利用的不动产管理问题具有积极探索的意义。     

Pastoralism within land administration in Kenya—The missing link

In land administration (LA), the right to exercising property/ownership rights on land is based on cadastral processes of adjudication, survey and rights registration. Private ownership rights are now being taken up in pastoral areas, where they must contend with pastoralists’ land rights. Pastoral land use requires seasonal migrations determined by climatic conditions. This study aimed to find out how well the existing land laws and property rights in LA are able to serve the requirements of pastoralists land use, identify mismatches and put forward possible solutions. A case study was carried out in the Samburu–Laikipia–Isiolo–Meru landscape in Kenya. Data on the degree of livestock dependency among pastoralist communities, the spatial extent and patterns of dry season migrations, the resulting encounters between herders’ and non-pastoralist land use actors, and the perceptions of land rights held by actors were collected through a variety of methods and analysed. The results show that pastoralism is still active. The migration corridors reveal that herders maintain extensive dry season mobility, even though some of the corridors currently overlap with areas where land is privately owned by non-pastoralist land use actors. Moreover, the results show that most non-pastoralist land use actors have their land rights registered, but seasonal encounters with migrating pastoralists persist as pastoralists continue to exercise customary rights of communal use. We conclude that existing land laws and property rights in LA are suitable for sedentary land use, but do not address how to serve pastoralists land rights in time and space. The pastoralist's migration routes and patterns obtained indicated that it is possible to predict where pastoralists will be at a given time/drought period. This information could be used by decision makers and land administrators to identify where and when pastoralists’ land rights apply. This could provide the foundation for including pastoralists’ spatiotemporal land rights in LA. Arguments emphasize that adjudication, surveys and registration of rights should focus not only on ownership and full control of land, but also on defined periods when spatiotemporal mobility and access rights could be granted to pastoralists.     

论中国地下空间权利登记制度的建立

研究目的:为保障地下空间合理利用,探讨中国地下空间权的确权登记现状及问题,并提出建议。研究方法:归纳演绎法,定性研究法。研究结果:(1)随着《物权法》的颁布实施,中国地下空间权利性质得以确定,本文从制度完善的角度出发,研究其权利登记制度具有十分重要的现实意义和参考价值。(2)中国地下空间权利登记各地情况不一,全国范围内的地下空间权利登记制度尚待建立。研究结论:加快确立地下空间权利登记制度,完善不动产登记制度,推进物权管理。     

Power,capital, and the poverty of farmers’ land rights in China

This article is intended to conduct a three-dimensional examination of China’s rural land rights and the complex dynamic among political power, economic capital, and farmers’ rights during the past seventy years. First, the study takes a close look at the historical changes in the nature, scope, and ownership of land property in rural China during four significant time periods from 1949 to 2019. Second, it uses Ronald Coase’s theory on property rights in dissecting the four paradoxes and dilemmas in China’s rural land ownership, including the extent of clarity and stability of land property rights, the “three rights system” (the rights to ownership, contracting and operation of land) and three stagnations in defining and exercising such three rights, the simultaneous shortage and waste of land resources, as well as the restrictions on land transactions and the requirement to protect collective property. With examples derived from selected evidence, the article documents how both political power and economic capital have worked together to deprive farmers’ land rights. It concludes with a critical analysis of the current status of China’s rural economy, the problem of applying Western economic theories to China’s reality, as well as the theoretical definition, legal protection and policy parameters of land property rights in China.     

Delineation of property rights as institutional foundations for urban land markets in transition

This paper aims to critically reflect on establishing the new frameworks for land markets and urban land development processes in countries in transition. Based on the doctrine of the so-called ‘property rights’ school, land and property ownership has long been identified as a prerequisite for economic development. The common advice to countries in transition creating new frameworks for land markets was to assign and register property rights. The aim of this paper is to discuss the significance of the delineation of property rights, which for urban land development processes and outcomes falls mainly within the remit of land use regulations. In this paper the concept of property rights regime and its characteristics is developed in order to discuss the delineation of property rights and their relationship with urban land development process and its outcome. Process of land development is conceptualized depending on land ownership (private or public), and the role of the owner in the planning process. The outcome is discussed based on the morphological results and the provision of urban infrastructure. On the basis of empirical experience from transition period in Poland it is argued that the emphasis on private property rights in the absence of the institutional foundations of urban land market under capitalism was bound to produce urban problems. First, the new institutional foundation for urban land market was introduced subsequent to dynamic of emerging real estate market, and viable markets existed despite unsolved question of restitution of property rights. Second, the subsequent delineation of property rights is clearly linked to processes of urban land development, which follow the line of development without planning. It can also be related to the morphological results of urban development like the haphazard location of investments and lack of adequate approach to deal with the provision of urban infrastructure.     

Redefining property rights over collective land in the urban redevelopment of Shenzhen,China

Urban development in China is based on two types of land ownership, namely, state land owned by states and collective land owned by village collectives. Legally speaking, urban development must be based on state land. In practice, informal development based on collective land has played important roles in the rapid urbanization process over the past decades. Nonetheless, the vague property rights over collective land have led to inferior and suboptimal development outcomes in expansive urban areas. The redevelopment of collective land has become an important means to sustain urban development in an ongoing urbanization process. By adopting theoretical perspectives from New Institutional Economics, this study presents an integrated conceptual framework on the institutional arrangements of land property rights and transaction costs to understand the changes in land policies and their institutional implications for the redevelopment of collective land in Shenzhen, China. The findings reveal that the new policies have redefined the relationship among the government, village collectives, and real estate developers as well as their property rights over collective land. The change of institutional arrangements in land property rights has significantly reduced the transaction costs in the redevelopment process and effectively promoted land redevelopment activities.     

加快中国土地产权制度建设的建议

研究目的:通过分析当前中国土地产权制度存在的问题和症结,提出进一步完善土地产权制度的建议,为决策层和立法机关提供参考.研究方法:采用理论分析的方法.研究结论:中国土地产权制度建设存在两种土地产权不平等、土地所有权、使用权和他项权利种类不丰富、内容不完整等缺陷,应对两种土地产权给予平等的保护;细化土地使用权的类型,增加土地使用权的层次;完善土地登记制度,明确土地登记的法律效力;依法保护土地财产权;成立专门的土地争议调处机构,加大对土地争议的调处力度.     

Property rights and housing prices: An empirical study of small property rights housing in Shenzhen,China

Small Property Rights Housing (SPRH) is an important part of informal housing in China. SPRH is defined as housing developed with collective land ownership that is then sold to outside homebuyers such as non-indigenous villagers. This housing practice is legally forbidden and comes without formal titles. SPRH is popular in big Chinese cities where formal housing prices are constantly rising and increasingly unaffordable for many urban residents. However, research on SPRH is rare. Therefore, this study aims to investigate the effects (or the lack thereof) of de-jure property rights on housing prices by using the empirical case of Shenzhen where SPRH and FPRH estates constitute the main sources of urban housing for its residents. We collected both SPRH and formal Full Property Right Housing (FPRH) data in the Shenzhen housing market and adopted the Boundary Fixed Effect method and matching strategy to mitigate the bias caused by unobservable location and neighborhood factors. This empirical study shows that the lack of de-jure property rights has negative and significant effects on housing prices. The average housing price for SPRH apartments is, ceteris paribus, 52.82% lower than for formal FPRH apartments. Also, the premium of property rights varies across two administrative regions with different locations and economic environments, and the premium decreases as the age of the building increases.     

三权分离:我国农村土地产权制度改革的新构想

该文通过对我国农地制度变迁的简单回顾,针对目前我国农地产权制度人格化改革的主要障碍,提出了"三权分离"式的农村产权制度改革构想,即将农村土地产权分离成所有权、承包权和使用权,并提出具体操作办法,实现了农地产权在公有制范畴内的人格化改革,从而有望促进农村土地加速流转集中,实现农业产业化,最终达到提高农业生产力水平的目的。     

论基于物权路径引入发展权之不可行性

研究目的:通过比较分析,揭示基于物权路径引入发展权之不可行性,以期为发展权本土化研究路径的改进提供思路。研究方法:比较分析法,文献分析法。研究结果:在立法技术层面,根植于产权范式的发展权,不具备物权客体之要件,并与物权法定和所有权单一性原则相冲突。在法律逻辑层面,TDR实施的个案性与物权的对世性相矛盾,所引证的双重所有权理论和英国发展权国有化的规定失之于偏颇,土地用途管制是国家行使规划权而非发展权的结果,试图藉由地方性法规创设发展权的思路也不符合《立法法》之规定。研究结论:基于物权路径引入发展权是不可行的,未来应抛弃"机械式"移植观,沿着准物权和提高管制效率的方向,探索引入发展权的可能路径与方案。     

城市地下空间物品属性及权利结构

研究目的:研究不同类别地下空间的物品属性,在此基础上建立其权利结构,为完善地下空间利用立法提供借鉴。研究方法:文献资料法和比较分析法。研究结果:地下空间在功能区分和时间维度上呈公共物品到私人物品的连续性特点,地下空间权利内涵包括所有权、使用权(地上权和役权)。研究结论:修改和完善相关法律法规,引入空间权制度,建立完善的地下空间权利制度。     

Land registration effectiveness in a state-subsidised housing project in Mbekweni,South Africa

As part of a programme examining the effectiveness of land tenure forms − tenure administration system combinations, the paper examines how and why beneficiaries use land registration in Project 2, a state subsidised housing project in Mbekweni, South Africa. The ownership − registration combination can have a number of negative consequences when policy makers focus on economics alone, rather than the complete set of factors that are critical for registered ownership to work in poor urban communities. South Africa’s state-subsidised housing programme has created up to 3.7 million housing opportunities. Off-register secondary transactions constitute a major problem when the properties registered in ownership. Building on a series of related case studies, an evaluative schema classifying an ownership − registration combination as strong, semi-strong, semi-weak or weak is presented, along with the main findings from three previously reported case studies where the combination was classified as semi-strong. The beneficiaries in Project 2 were predominantly in-migrants from a rural customary area, and based on earlier work and the literature, a weak or semi-weak classification was expected. However, the case was classified as semi-strong. Ongoing, visible administration is possibly a major factor underlying this classification.     

Impact of formalisation of property rights in informal settlements: Evidence from Dar es Salaam city

This paper aims to study the responsiveness of the informal property market and management systems towards the introduction of land registration for informal settlements in Tanzania. City governments are increasingly recognising the need to strengthen legal rights for the urban poor as a means to bring them more effectively into the urban economy and ensure better provision of water, sanitation and other primary services. The research focuses on Tanzania and in particular two case studies within Dar es Salaam. The findings of the work suggest that the introduction of residential licenses whilst potentially assisting in creating legal certainty has not resulted in the financial sector accepting them as full security against loans. Accessing credit by the poor however has not yet been fully realised resulting in some further hurdles for the financial sector to overcome. Finally, and of some significance is the registration of property in the informal settlements has provided the opportunity of formal property transactions within these settlements.     

土地立体利用与三维地籍

人口和产业在城市的集聚导致城市人地矛盾日趋紧张,为了集约和节约用地,土地利用的立体化趋势越来越明显.这使得人们对土地的理解也从二维变为三维,土地三维权利和建筑物区分所有制度也逐步确立.不同的产权单元在空间上叠加,抽象的产权束在空间上的表现形态为复杂的产权簇或产权层.但传统的地籍是以地表权利为核心的,不能满足实际需求,有必要建立三维地籍.从各国的实践经验看,三维地籍的主要问题是现行法律对三维产权规定的缺位以及一些技术问题.随着我国不动产空间权利设定的进程,三维地籍的建设要从法律和技术两方面人手,逐步过渡到完全的三维形式,以满足国家(政府)层面和普通层面的需求.     

不动产区分产权及其登记制度研究

研究目的:随着城市土地利用立体化,城镇住房商品化,区分产权问题是城市土地使用者和城镇居民都要面临的实际问题,研究不动产区分产权及其登记制度具有十分重要的现实意义.研究方法:归纳与演绎法.研究结果:区分产权是物权法中特殊的物权形式,是空间产权的重要组成部分.研究结论:区分产权制度一方面是解决城镇高层住宅所有权归属的特殊制度,另一方面也是解决地表上下一定空间利用权归属的特殊制度;笔者主要探讨了建筑物区分所有权、区分地上权及其登记制度.     

土地整合中的产权分析

采用制度分析法和因果分析法从产权制度与土地整合的关系研究出发,分析了土地整合中的产权调整方式与产权调整过程中的利益均衡,提出土地整合中存在的产权问题,最后提出通过加快土地整合权属调整的理论研究和实践经验分析评估,以第二次全国土地调查为契机加快推进确权登记工作,加强土地整合中的权属管理,建立健全土地整合中的产权调整机制。     

Layer approach to ownership in 3D cadastre in the case of underground tunnels

The paper focuses on approaches to the registration of real property rights in the case of underground or subway tunnels in different EU countries: Austria, Bulgaria, Czech Republic, Croatia, Greece, Poland, Slovenia, and Sweden. The authors conducted analysis on the registration of rights to subway tunnels in the chosen countries, including its effectiveness in ensuring appropriate property rights to construct and exploit tunnels. Special attention was given to limitations related to the lack of legal provisions vertically dividing space, i.e. into layers, and referring to the ownership right to the layers. Benefits which might be achieved by the introduction of a 3D real property subdivision were pointed out. The analysis of the available data concerning the geometry of subway tunnels in particular countries was presented. The authors tried to answer the question whether the accessible data concerning the geometry of subway tunnels allows to generate a 3D geospatial model of a constructed object, and to specify the space which should be determined as a 3D parcel in the 3D real property cadastre, for the purpose of registering property rights for the object (the tunnel).     

西方社会土地产权的构成、演化与启示

西方社会将土地产权分为权能和客体两方面,并进行科学精准地界定、重组,以实现土地产权在政府管理层面与个人使用层面的均衡分配。人工不透水层作为承载社会经济发展用地类型的覆被类型,随着西方社会生态保护意识的增强而处于规划和管制当中,具体反映在土地产权主体占有地块内的建筑密度、容积率等控制指标。而土地用途分类和土地覆被分类作为土地产权的实体化反映,则构成以经济价值为维度的土地发展权的尺度性特征,实现了政府宏观管理与个体微观利用的兼容性。对我国土地产权管理的建议：土地管理应由强调土地所有制向构建土地利用管制制度转变;科学界定土地产权,转变政府职能,推动我国土地管理向民生化、微观化、精准化方向发展。     

Farmers’ decisions to adapt to climate change under various property rights: A case study of maize farming in northern Benin (West Africa)

Making the assumption that property rights might determine whether farmers adopt particular strategies, this study aims at modelling farmers’ decisions to adapt to climate change by focusing on their property rights – declined as institutional arrangements on land and rights on land – as well as their socio-economic and demographic characteristics. The case study took place in northern Benin (West Africa). In this zone, 308 farmers producing maize and adapting to climate change were randomly sampled. The study was conducted by a survey method on respondents using structured interviews based on a questionnaire. A simultaneous modelling using a Multivariate Probit (MVP) model highlighted that socio-economic and demographic characteristics, institutional arrangements on land, and rights on land determine the farmers’ decisions to adapt to climate change. The land ownership has a positive effect on the decision to adopt any adaptation strategy. Subsequently, securing farmers’ property rights would help to enhance their capacity to adapt to climate change.     

Reasons for introducing 3D property in a legal system—Illustrated by the Swedish case

The use of three-dimensional (3D) property rights has for many years been a tool for providing secure and lasting rights for the use of land and its volume of space in complex situations involving land use in the urban society. The aim of this article is to investigate the reasons for introducing 3D property in a legal system. This is illustrated by using the Swedish system as an example. In general, without the possibility of forming 3D property units with direct ownership, other forms have to be used, such as indirect ownership or granted user rights. Benefits of ownership in comparison with different types of rights include a more secure way of guaranteeing the possession of real property and the possibility of mortgaging the property. There are lower transaction costs compared with user rights, arising from legally securing three-dimensionally delimited parts of real property. 3D property also enables an increase in the density of private ownership. 3D property is a useful way of solving problems related to the use of space by different parties with different needs. In the Swedish legislation the introduction of 3D property formation has increased the possibility of constructing and financing in particular large and more complex facilities. It has created more secure and clear ways of constructing infrastructure objects and separating them from other types of use within the space of the same traditional property.