Situation analysis of an informal settlement in the Vaal Triangle

The United Nations Children's Fund (UNICEF) has indicated that urban poverty is found primarily in squatter settlements. At present one in seven (13,5 per cent) of all South African households live in informal settlements. The major research question is to what extent the interlocking micro-mechanisms identified by UNICEF as causes of malnutrition influence the nutrition and health of residents in an informal settlement in the Vaal Triangle. This question will be tested empirically against the UNICEF framework of immediate, underlying and basic causes of malnutrition. Pre-tested questionnaires were administered to 340 randomly selected care-givers. A previously validated quantified food frequency questionnaire was administered by trained enumerators as the test measurement, and 24-hour recall as the reference measurement, for dietary intake and food consumption patterns. The data were statistically analysed for means and standard deviations. The great majority of the respondents (nine out of ten) live in corrugated iron shacks, and overcrowding is common; 32 per cent live in two rooms or fewer, 44 per cent in three to four rooms and 24 per cent in more than four rooms. Thirty-one per cent of the households consisted of six or more members, 19 per cent of five members, 22 per cent of four members and 28 per cent of three or fewer members. The unemployment rate was 94 per cent for respondents and 80 per cent for their partners. Two-thirds of care-givers (69 per cent) have an income below R500 per month. The main health problems that were observed were chronic coughing (44 per cent) and headaches (54 per cent). The causes of these were not established. Diets were poor and consisted overwhelmingly of refined carbohydrates. The top 10 food items consumed were: stiff and soft maize meal porridge, brewed rooibos and leaf tea, coffee, mabela, white bread, crumbly maize porridge, carbonated cold drink and mageu. The daily intakes (mean and standard deviation) of various nutrients were: 4550?±?1993 kJ energy, 20?±?9 g protein, 21?±?21 g fat and 182?±?78 g carbohydrates. The results indicate that this is a poverty-stricken community with chronic household food insecurity and compromised nutrition. It is hoped that the knowledge gained from this survey will improve the planning and implementation of sustainable community-based interventions to promote urban household food security and combat nutrition-related diseases.     

Financial instruments of the poor: initial findings from the South African Financial Diaries study

A new data set called the South African Financial Diaries has been produced, based on a sample of 166 households, drawn from three different areas in South Africa – Langa, Lugangeni and Diepsloot. The selected households represent a range of dwelling types and wealth categories. A unique methodology was used to create a year-long daily data set of every income, expense and financial transaction used by every one of these households. Within this sample, households used, on average, 17 different financial instruments over the course of the study year. A composite household portfolio, based on all 166 households, would have an average of four savings instruments, two insurance instruments and 11 credit instruments. The same composite household portfolio would have about 30 per cent formal instruments and 70 per cent informal instruments. Interestingly, it was found that rural households use as many financial instruments as urban ones.     

Political Economy of Intergovernmental Fiscal Transfers: The Rural‐Urban Dynamics in Ghana

This study examined the political economy dimension of fiscal transfers from the national government to district assemblies based on the formula distribution policy created under Ghana's 1992 Constitutional democracy. The two‐step system GMM for dynamic linear panel analysis was estimated from locational perspectives of rural and urban in relation to political swing and aligned districts. Data on annual District Assemblies Common Fund transfers and election results were used for the analyses from 1994 to 2014 covering 167 assemblies. From the results, average transfers to each district was Gh 6.28 million but it increased by 3.5 per cent in politically aligned rural districts and by 6.4 per cent in urban swing districts. During election years, the increases were even higher, precisely 5 per cent and 10 per cent for rural aligned and urban swing districts, respectively. These suggested that the government generally targets more urban swing voters than rural aligned voters. The allocation formula was influenced by political factors, as election years tended to be associated with higher transfers. The swing effects dominated the sharing mechanism. Therefore, to reduce political influence on the allocation formula, an independent body should be established to make recommendations directly to parliament. This should dampen the political influence of incumbent governments on the allocations.     

Debt and household finance: evidence from the Financial Diaries

The Financial Diaries data-set is a unique, new set of year-long daily income, expense and financial transactions for households from three different areas of South Africa. These data show that over-indebted households (those that spend 20 per cent or more of their gross monthly income on debt) do not fit one homogeneous profile. Formal debt tends to be responsible for over-indebtedness in the urban areas, while in the rural areas the cause tends to be informal debt. In the urban areas high indebtedness is more prevalent among medium-income and high-income households, whereas in the rural areas it occurs at all income levels. High indebtedness in grant-dependent rural households tends to be persistent, whereas in wage-dependent urban households it is often short-lived. These findings present a new financial picture of poor rural populations that is unlikely to be touched by recent policy measures to address over-indebtedness.     

Sources of capital and income for communal area farmers in Kavango: Implications for agriculture and rural development

A survey based on a structured questionnaire was conducted at the beginning of 1995 to identify sources of capital and income for rural households in Kavango. The survey, which covered 80 households, revealed that there was a high dependence on external income sources. Pensions were the major source of income for the highest proportion of all households (33 per cent), followed by wages (23 per cent) and brewing (10 per cent). Other sources of income of similar importance to brewing were crop sales, non‐formal work and cash remittances.

Livestock were a minor source of income but a major source of capital and food security. Households with smaller cattle herds depended more on cattle for income and food security than those with larger herds. Cattle were a highly valued production resource that was only consumed during times of crisis and only in the absence of less valuable assets that could be easily liquidated. Grain storage was more popular among groups with the lowest income. By various criteria, female‐headed households always tended to be in the group of households categorised as the poorest of the poor. However, given sufficient income, over one third of them would purchase cattle to diversify their investment portfolio.

This article presents a number of potential strategies for improving the incomes of rural households in Kavango. These include the promotion of equitable livestock ownership and better use of the grazing resource through community management, intensification of cropping and the implementation of labour‐intensive programmes to develop rural infrastructure.     

Effects of ethanol production from sugar‐cane with a free sugar market

A free market for sugar is simulated. Results indicate that area under sugar‐cane would decrease by 49 per cent and labour employment by 26 per cent relative to the actual situation. Sugar‐cane would only be produced in areas with a comparative advantage. No sugar would be exported. Ethanol production from sugar‐cane would only occur with government price supports which would lead to an increase in the price of edible sugar. Development costs per additional worker employed of a one billion litre ethanol industry would amount to about R35 300 compared with over one million rand for a new petroleum from coal plant (Sasol).     

Expenditure Inequality in Indonesia, 2008–2010: A Spatial Decomposition Analysis and the Role of Education

Based on the 2008–2010 Susenas panel data, this study examines expenditure inequality from spatial perspectives in Indonesia, using three decomposition methods: (i) a conventional Theil index decomposition; (ii) an alternative Theil index decomposition proposed by Elbers et al. (2008); and (iii) the Blinder?Oaxaca decomposition. Our results show that overall inequality in per capita expenditure increases between 2008 and 2010, which coincides with a rising trend in the official Gini coefficient. The contribution of inequality within urban and rural areas to total inequality is larger than that of inequality between urban and rural areas. Looking within urban and rural areas, urban inequality is significantly higher than rural inequality. Java‐Bali in particular records very high urban inequality. Overall, urban inequality increases, urban–rural inequality remains stable, rural inequality decreases, and inequality at the national level increases. Although urban–rural inequality has a relatively low share in overall inequality, the share is not small enough to ignore its impact. Furthermore, when using the alternative decomposition method, the contribution of urban–rural inequality increases substantially. The present study also found that educational differences appear to have played an important role in expenditure inequality within urban areas and between urban and rural areas.     

A quantitative determination of the food security status of rural farming households in the Northern Province of South Africa

The majority of South Africans living in rural areas are food insecure despite high levels of national food self-sufficiency. The household food security position of two groups of rural farming households in the Venda region was evaluated quantitatively: one group produces vegetables that are sold or consumed locally, the other group produces cash crops – mangoes and other subtropical fruits. Using the collected data, food availability and energy, protein and fat requirements were calculated and balances derived. It was found that more than 80 per cent of the households had a negative balance of energy, protein and fat intake. The average energy, protein and fat coverage consumption was the same for both groups of farmers. A number of agricultural determinants were tested, but only non-agricultural determinants were found to be significant. These include household size, household (food) expenditure and proportion of the budget spent on food.     

Hitting the Great Wall: Structural change and China's growth slowdown

China is facing slowing growth rates, slowing rates of rural to urban migration and resistance to reforms that would liberalize internal migration restrictions (Hukou). We use a two sector Ramsey growth model and show that, allowing for endogenous capital accumulation, labour reallocation has accounted for approximately one fifth of China's per capita GDP growth over the last 30 years, and that Hukou reform could generate a significant boost to China's per capita GDP growth over the next decade. Our results contrast with conclusions drawn from the traditional growth accounting literature on labour reallocation effects in China because our simulation method allows for endogenous capital accumulation dynamics.     

省域和省际层面上的收入和消费差距——基于中国省份面板数据展开的唯象研究

采用聚类、统计拟合及复杂网络等方法,对2002-2010各省数据分析发现:人均收入大于20000的省份,城乡收入差距在低水位上扩大;低于20000的省份,差距在高水位上呈现倒U型片段。人均收入越高区域,城乡差距越小。城乡收入差距的轨迹是一有倒U型波段衔接成的向下延展的波。近十年城乡差距在扩大,如今维持在11年左右;省内城乡差距最大和最小年数分别是15和7年,且在地理空间上呈现聚集性;省际最大差距年数是13年,省际城镇和省际乡村最大差距分别是8年和13年;城镇消费率近15年持续走低,乡村消费率呈现倒U型片段,且如今乡村消费率高于城镇。还发现:乡城消费率差越小,城乡收入差距就越小,呈现"若乡村消费率每高于城镇消费率1%,城镇人均收入和乡村人均收入比约扩大20%"的数量关系,而解决城乡差距的政策是提高城镇消费率。省份个数分布图从一谱带较窄的分布到一谱带较宽的分布,接着连续性断裂,演化成分立的离散谱带,即社会出现模块化的阶层。     

中国社会保障支出与城乡居民收入差距关系的实证分析

文章首先分析了中国城乡收入差距现状,之后选取了城乡人均物质资本差距、城乡人力资本差距、城乡劳动力市场一体化程度和城乡社会保障差距四个影响城乡居民收入差距的影响因素进行实证分析。结果表明,城乡人均物质资本差距和城乡劳动力市场一体化程度对城乡居民收入差距有正向影响,城乡人力资本差距和城乡社会保障差距对城乡居民收入差距有负向影响。     

Poverty in Edwardian Britain

This article introduces a newly discovered household budget data set for 1904. We use these data to estimate urban poverty among working families in the British Isles. Applying Bowley's poverty line, we estimate that at least 23 per cent of people in urban working households and 18 per cent of working households had income insufficient to meet minimum needs. This is well above Rowntree's estimate of primary poverty for York in 1899 and high in the range that Bowley found in northern towns in 1912–13. The skill gradient of poverty is steep; for instance, among labourers' households, the poverty rates are close to 50 per cent. Measures of the depth of poverty are relatively low in the data, suggesting that most poor male-headed working households were close to meeting Bowley's new standard.     

Gender Inequalities and Economic Efficiency: New Evidence from Cassava‐based Farm Holdings in Rural South‐western Nigeria

Abstract: It is a widely accepted fact that persistent inequality between men and women constrains a society's productivity and ultimately slows its rate of economic growth. The economy pays for this inequality in reduced labour productivity today and diminished national output tomorrow. Motivated by this, the study aim is to assess the possibilities of enhancing productivity gains by improving the efficiency of small‐scale agriculture through gender‐responsive intra‐household allocation of resources in south‐western Nigeria. The study adopts a stochastic parametric decomposition method which yields efficiency measures that are not distorted by statistical noise to estimate the efficiency level of resource allocation by small‐scale cassava producers. The results indicate that average overall productive efficiency in the sample was 75.78 per cent, implying that small‐scale cassava farmers in the sample could reduce total variable cost by 24.22 per cent if they reduce labour, fertilizer, land and capital applications to levels observed in the changing input mix (technical efficiency) and then obtain optimal input mix for the given input prices and technology (allocative efficiency). The average technical efficiency and allocative efficiency indexes for the sample were 82.2 per cent and 92.2 per cent respectively. Also, evidence from empirical analysis of data from the male respondents showed that the average economic, technical and allocative efficiency indexes were 88.06 per cent, 89.34 per cent and 78.67 per cent respectively while the same computed for the female sample were 94.9 per cent, 74.85 per cent and 71.03 per cent respectively. Labour was the most limiting factor in cassava production suggesting that the technologies that enhance the productivity of labour are likely to achieve significant positive effects on cassava production. The paper shares the notion that producers' control over the means of production and impact of development are related and has influence on the economic efficiency and growth of society. Again, technical inefficiency constituted a more serious problem than allocative inefficiency, thus most cost savings will accrue to improvement in technical efficiency.     

Where have all the pigs gone? Inconsistencies in pork statistics in China

Official agricultural statistics for China are subject to major inconsistencies and have long been questioned by researchers. The major problem with Chinese meat statistics is that reported meat supply is far greater than consumption, and this is particularly true for pork. Factors contributing to the gap between pork supply and consumption include production over-reporting, loss and waste in the pork supply chain, pork consumed away from home (FAFH), and a mismatch in the Chinese rural household survey between food and mouths (i.e. migrant workers and boarding students who are counted as rural household members but live in urban areas for much of the year). Our estimates indicate that over-reporting of pork production has declined substantially since 2003, but it is still significant and is the largest contributor to the gap between reported supply and consumption. Our estimates also indicate that pork consumption is significantly under-estimated because of FAFH and the rural mismatch between food and mouths. Reforms to the agricultural statistical system should be considered that increase the incentives to report accurate production statistics. Statistics are currently based on reports from local officials who have incentives to inflate production figures so as to improve their performance reviews and prospects for promotion, or they are overseen by local statistical personnel appointed by local governments.     

Did children's education matter? Family migration as a mechanism of human capital investment: evidence from nineteenth‐century Bohemia

This article analyses the rural–urban migration of families in the Bohemian region of Pilsen in 1900. Using a new 1,300‐family dataset from the 1900 population census, the role of children's education in rural–urban migration is examined. The findings indicate that families migrated to the city such that the educational attainment of their children would be maximized, and that there is a positive correlation between family migration and children being apprentices in urban areas. The results suggest that rural–urban migration was powered not only by the exploitation of rural–urban wage gaps but also by aspirations to engage in human capital investment.     

中国各地区城乡收入收敛性实证研究

使用1991-2011年的人均收入和CPI数据,对中国东、中、西、东北部地区进行了β和σ收敛分析,实证表明:东部地区城镇、农村人均收入在1991-2011年不存在σ收敛、β收敛,即东部地区城镇、农村人均收入差距都在不断扩大;中部地区城镇、农村人均收入在1991-2011年均存在σ收敛、β收敛,且城镇人均收入每年以17.333%的速度收敛,农村人均收入每年以8.333%的速度收敛;东北地区城镇人均收入差距在不断扩大,而东北地区的农村收入每年以3.378%的速度收敛;西部地区城镇人均收入差距在缩小,每年以8.174%的速度趋于一致,而农村人均收入差距在不断扩大;中部地区人均收入在城镇、农村上收敛速度均为最大。     

从人的发展经济学角度看农民市民化的发展

以农民工和失地农民为代表的城市新市民在市民化过程中,将会实现从乡村文明向城市文明的整体转变。面对规模巨大的农村劳动力转移,如何破解广大农民市民化问题,已经成为当前我国统筹城乡经济社会一体化、促进人的全面发展的新课题。文章从人的发展经济学的角度,分析了我国农民市民化的内涵和农民市民化进程中的制约因素,认为在农民市民化过程中促进人的全面发展的重点在于完善包括户籍制度、农村土地制度和社会福利制度等在内的制度安排,加大教育投入、全面提高新市民素质和大力发展休闲产业。     

Expenditure patterns and elasticities of rural households sampled in two communal areas of KwaZulu-Natal

Expenditure patterns among a sample of 99 rural households in two communal districts in KwaZulu-Natal were investigated to determine the potential impact of a widespread income shock on household expenditure. The results showed expenditure elasticities of close to unity for food. Low elasticities were found for staple foods. Elasticities for meat, meat products and poultry were close to unity, while horticultural products showed the greatest potential for demand growth within the food category. Of the statistically significant commodity categories, expenditure elasticities for durables, housing and transport were more than double those estimated for the aggregate food category. For consumer items, the district expenditure elasticities were estimated to be 0,76 and 0,71, while expenditure on social obligations would not increase with rural incomes. Wealthier households (the top expenditure decile) have a greater propensity for increased expenditure on transport, while poorer households show a greater propensity for increased expenditure on housing and durables. Although agriculture has the potential to generate widespread growth in rural incomes, the preference for manufactured goods casts some doubt on the strength of consumption multipliers for locally produced farm and non-farm goods in rural KwaZulu-Natal.     

Perceptions of economic and financial conditions of households in 2000

'The economy grew by 3,0 per cent in 2000. This was the fastest growth since 1996, buoyed by a strong recovery in household consumption spending and an increase in exports of over 7 per cent in real terms' (Trevor Manuel, Minister of Finance, Budget speech, 21 February 2001). 'Growth won't solve our problems. The faster the economy grows, the faster will be the creation of jobs for the highly skilled. So there will be more, not fewer, problems with income disparity' (Iraj Abedian, Standard Bank Group Economist, cited in Financial Mail , 2001a). The aim of this article is to examine the extent to which economic growth, experienced in 2000, improved the financial and economic conditions of South African households, by analysing a national representative survey of 2 700 adult South Africans conducted by the Human Sciences Research Council in September 2000. The survey results were analysed by disaggregating data by race, gender, area type, province and Living Standard Measure (LSM). The theme emerging from this article is that although the majority of households were negatively affected financially and economically, proportionally more Africans, women, rural residents and poor households were hardest hit. Although South Africa achieved a 3 per cent economic growth rate in 2000, there is limited evidence to suggest that this growth trickled down to the majority of households.     

农村土地的金融制度创新及其角色担当

农村土地金融创新具有其理论依据和现实意义,有单一土地银行制、多头土地银行制、农村土地合作社+内置金融+外置金融、农村土地合作社+股份质押四种形式可供选择。而城市土地金融制度创新多以城市土地储备中心为基础展开,包括城市土地储备中心+土地债券、土地储备中心+土地信托、城市土地储备中心+土地基金、土地银行四种。同时,土地金融制度创新还需实现土地金融与其他金融之间的互动。