商业银行内部控制低效的成因及模式重构

我国商业银行金融风险的产生多是由内部控制低效造成,而内部控制低效又源于控制模式的不规范.因此,研究这一课题具有重要的理论价值和现实意义.为探索提高内部控制效果的有效途径,本文在分析我国商业银行内部控制低效成因的基础上,根据COSO报告和ERM的要求,构建了要素式动态控制的立体模式,并对这一模式的构成及其运行方式等进行了深入研究,为商业银行规范内部控制行为和降低金融风险提供了一种行之有效的管理手段.     

高校课堂教学中知识转移影响因素及过程分析

知识转移是近年来企业创新研究的方向之一,课堂教学也是一种知识转移的过程,运用知识转移相关理论对高校课堂教学提高教学效果具有参考意义,教师、学生、转移的知识、教师与学生的距离对提高知识转移的效果、促进教学相长具有重要影响。     

基于知识权力和知识交互行为的产业集群多重知识网络演化分析

针对产业集群知识网络中客观存在但却未受关注的知识权力,结合自适应知识交互行为,采用多主体建模与仿真方法,分析知识权力的动态变化导致的产业集群多重知识网络演化。结果表明:知识权力差距及知识交互行为是促使产业集群多重知识网络形成及演化的基础,产业集群多重知识网络的演化过程具有典型的阶段性特征,其网络结构呈现出网络节点密集性与稀疏性相结合、强联结与弱联结并存、度分布高度异质性的特征。利用实际产业集群网络验证仿真结果,证明了该仿真模型的可信性。     

基于DEA-Malmquist-Tobit模型的环境效率测度及影响因素研究——以河南省为例

基于河南省2007—2016年各地级市的面板数据,首先运用规模报酬可变的DEA模型和Malmquist指数模型分别从静态和动态的角度测度环境效率,然后构建Tobit回归模型探究影响环境效率的因素。结果表明,河南省环境效率整体处于较高水平,技术效率略有降低,投入要素的配置趋于合理;环境效率在动态变化上呈下降趋势,其中技术进步对河南省环境效率的影响较为关键;河南省产业结构具有较大调整空间,第二产业所占比重对河南省环境效率的影响最大。     

基于民众幸福感的福利效应评价——广东欠发达地区承接产业转移福利效应的比较研究

本研究从全面幸福观出发,基于广义福利观内涵,回归福利经济学基数效用方法论．同时将GDP与个人幸福感关系密切的民生指标加以综合,以“发展目标应体现地方民众主观愿望”为设计理念。构建了基于民众幸福感的福利效应指标体系。应用该指标体系考察广东“双转移”在欠发达地区的政策效果,显示出来的民众幸福感并未随着经济的快速发展而同步增长。广东“双转移”战略的区域政策目标应向最大化地满足地方需求方向转变,政府行政考核体系也应向“以人为本,地方需求为导向”的新型政绩观转变。     

关于我国股市知情交易水平及其性质的实证研究

基于Easley、Hvidkjaer和O'Hara的序贯交易模型与PIN (Probability of Information-based Trading,基于信息的交易比率)指标对我国股市知情交易情况进行的实证分析研究结果表明:(1)我国股市信息不对称程度较高;(2)由于知情交易者利用坏消息的能力有限且流动性交易水平较高,我国股市知情交易比率并不太高;(3)知情交易比率与后续期间股票收益率的负相关性,表明我国股市中市场操控型知情交易比较严重.因此,我们认为应进一步完善上市公司的信息披露制度,降低投资者之间的信息不对称程度,同时确保流动性投资者参与股市的积极性;在引入做空机制时应慎重考虑和综合权衡,避免不适当地增加流动性投资者所承担的逆向选择风险水平,降低股市的流动性供给和风险分散功能;证券市场监管部门应进一步加强对异常交易活动的监控,加大对市场操纵行为的打击力度,以确保我国证券市场的健康发展.     

去工业化及其在中国的适应性研究——基于结构失衡视角

去工业化是工业化进程中的一种经济结构失衡现象,体现在要素配置结构、产业结构、区域经济结构、价值链结构等方面,这种失衡给国民经济发展带来了严重后果。产业结构理论、产业转移理论、结构主义发展理论、极化理论等是研究去工业化问题的重要理论来源。基于结构失衡视角,中国不仅存在某种形式的整体性去工业化,也存在明显的区域性去工业化。在当前发达国家再工业化呼声日益高涨的国际背景下,对中国去工业化问题进行深入研究,无论是对防范未来的可能危机还是对优化经济结构、转变经济增长方式都具有重要的现实意义。     

Does knowledge explain trust behaviors and outcomes? The different influences of initial knowledge and experiential knowledge on personal trust interactions

This paper examines the influences of initial knowledge and experiential knowledge on trust behaviors and trust outcomes, respectively, at an interpersonal level. We use an experimental dynamic trust game, and our results show that (1) the initial knowledge that exists a priori between a trustor and a trustee helps to explain the trustor's trust behaviors toward the trustee, and (2) the experiential knowledge gained directly by a trustor during a specific trust interaction with a trustee influences the trust outcome, i.e. the difference between the original expectations of the trustor and the subsequent trust behaviors. Our results contribute to human resource literature by clarifying the specific influences of different types of knowledge on interpersonal trust relationships (e.g. between managers and employees) and by supplementing the traditional notion that trust within a firm develops slowly by showing that personal expectations have an immediate and important influence on trust output.     

创业导向、外部知识获取与创业机会识别

创业活动是创新、就业和经济增长的重要来源。企业家通过持续探索创造新业务,促进社会和经济的发展和繁荣。本文基于资源基础理论和知识基础理论,以大众创业浪潮为研究背景,深入揭示创业导向、外部知识获取与创业机会识别之间的关系,并以中国246份创业新企业为样本进行了实证研究。研究结果表明：创业导向对新企业的机会识别和外部知识获取均具有积极影响;外部知识获取在创业导向和新企业的机会识别之间起到部分中介作用;此外,市场知识获取比技术知识获取对创业机会识别的影响更为突出。     

Is the environment‐friendly factor attractive to customers when purchasing electric vehicles? Evidence from South Korea

In a bid to reduce greenhouse gas emissions, several countries worldwide are implementing policies to promote electric vehicles (EVs). However, contrary to expectations, the diffusion speed of EVs has been rather slow in South Korea. This study analyzes consumer preferences for the technological and environmental attributes of EVs and derives policy and environmental implications to promote market diffusion of EVs in South Korea. We conduct a choice‐based conjoint survey of 1,008 consumers in South Korea and estimate the consumer utility function using a mixed logit model considering consumer heterogeneity. Based on the consumer utility function, we analyze consumers' willingness‐to‐pay (WTP) for EV attributes such as driving range, charging method, charging time, autonomous driving function, carbon dioxide (CO₂) reduction rate, and purchase price. The results indicate that the current low acceptance of EVs is due to their relatively high price and lack of a battery charging technology that satisfies consumers' expectations of the charging method and time. One interesting finding is that Korean consumers have a relatively higher WTP for the CO₂ reduction rate of EVs than consumers in other countries; however, they do not consider CO₂ reduction over other technological attributes when choosing EVs. This implies that the rate of CO₂ reduction of EVs is not an important factor for South Korean consumers when buying EVs. We also calculate the effect of CO₂ reduction with the market penetration of EVs and find that CO₂ reduction through the diffusion of EVs depends on the country's electricity generation mix.