银行业服务外包风险重要性度量的指标体系研究

我国银行业服务外包风险的定量分析指标体系尚未建立。本文根据巴塞尔委员会主导的联合论坛出台的《金融服务外包文件》列举的风险类型进行深入系统研究,将11大类风险细化归类为30项风险事件,构建了银行业服务外包风险的评价指标体系。进一步,本文综合考虑风险的影响程度和发生概率,运用风险矩阵法和模糊综合评价法对各种风险进行定量分析和精确排序,为识别银行业服务外包的关键性风险提供了定量的科学计算方法,为银行业服务外包风险的内部控制和外部监管提供了科学依据。

STUDY ON THE INDEX SYSTEM OF THE SIGNIFICANCE MEASUREMENT OF RISKS OF BANKING SERVICE OUTSOURCING

The index system of quantitative analysis of China's banking service outsourcing has not been established yet.This paper makes a deep and systematic research regarding the types of risks given in Financial Services Outsourcing Document,which was issued by the joint forum under the leadership of the Basel Committee,and then refines and classifies the risks of 11 categories into 30 risk events,constructing an evaluation index system of banking service outsourcing risks.Moreover,considering the impact of risks...