| 我国证券公司风险管理体系研究 |
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| 引用本文： | 封思贤. 我国证券公司风险管理体系研究[J]. 当代经济管理, 2006, 28(1): 58-63 |
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| 作者姓名： | 封思贤 |
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| 作者单位： | 南京师范大学,商学院金融系,江苏,南京,210097;南京大学,商学院金融系,江苏,南京,210093 |
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| 基金项目： | 国家社会科学基金项目(04BJL027)，南京师范大学211重点科研项目(1843202510) |
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| 摘 要： | 近年来,中国证券业的风险问题越来越突出并已严重影响了中国资本市场的健康发展。本文首先根据风险的来源和结果将我国证券公司的风险分为三个层次,然后结合我国的实际,系统阐述了完善我国证券公司风险管理体系的四个重点:风险管理业务的流程再造、风险管理的组织结构再造、风险预警管理体系的构建和证券公司治理结构的完善。
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| 关 键 词： | 证券公司 风险管理 预警 指标体系 |
| 文章编号： | 1673-0461(2006)01-0058-05 |
Risk Management System of Security Companies in China |
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| FENG Si-xian. Risk Management System of Security Companies in China[J]. Contemporary Economic Management, 2006, 28(1): 58-63 |
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| Authors: | FENG Si-xian |
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| Abstract: | Risk problem of security companies has become more and more serious and it affects the development of capital market in China.This paper classifies the risk into three aspects.Then,it discusses the ways to improve the risk management system of security companies,such as,reconstruction of the programs of risk management operation and the structure of risk management,construction of risk early warning system and improvement of company governance. |
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| Keywords: | security companies risk management early warning index system |
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