| 依赖评级的金融监管视角下美国评级业发展研究 |
| |
| 引用本文： | 武钰. 依赖评级的金融监管视角下美国评级业发展研究[J]. 河南金融管理干部学院学报, 2013, 0(4): 41-46 |
| |
| 作者姓名： | 武钰 |
| |
| 作者单位： | [1]中国社会科学院金融研究所博士后流动站,北京100732 [2]中国华融资产管理股份有限公司博士后科研工作站,北京100033 |
| |
| 摘 要： | 评级机构以高效、专业的信息处理技术,促进了资本市场发展。受美国依赖评级的金融监管（RDRs）影响,其评级业的发展分为5个具有不同特征的典型阶段。RDRs视角下评级业发展的研究表明,美国为纠正金融市场失灵而建立的RDRs金融监管体系存在四种典型的无效率。该研究对我国的RDRs监管及国内评级的发展具有重要借鉴意义。
|
| 关 键 词： | 评级 评级业 评级机构 金融监管 |
Study on the Development of American Credit Rating Industry from the Perspective of Financial Regulation Relying upon Rating Industry |
| |
| WU Yu. Study on the Development of American Credit Rating Industry from the Perspective of Financial Regulation Relying upon Rating Industry[J]. Journal of Henan College of Financial Management Cadres, 2013, 0(4): 41-46 |
| |
| Authors: | WU Yu |
| |
| Affiliation: | WU Yu (1. Institute of Finance Post -doctoral Research Station , Chinese Academy of Social Science, Beijing 100732 , China ; 2. Post - doctoral Research Station , China Huarong Asset Management Ltd. Beijing 100033 , China ) |
| |
| Abstract: | By using efficient and professional information processing technology, the rating agencies promoted the development of the capital market. Influenced by the U. S. A. financial regulation relying on the rating （RDRs） , the development of credit rating industry in the USA is divided into five typical phases with different characteristics. A study on the rating industry development in the USA from the perspective of the RDRs suggests that there are four kinds of typical inefficiency in the RDRs which was established for correcting the failure of financial market. The study is of important implication for the RDRs system and the development of domestic rating agencies. |
| |
| Keywords: | rating rating agencies credit rating industry financial regulation |
| 本文献已被 维普 等数据库收录！ |
