| CRO机制下证券公司风险管理体系研究 |
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| 引用本文： | 彭明生. CRO机制下证券公司风险管理体系研究[J]. 云南财贸学院学报, 2007, 23(4): 92-96 |
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| 作者姓名： | 彭明生 |
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| 作者单位： | 西南财经大学会计学院 四川成都610074 |
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| 摘 要： | 随着证券公司风险范围的日益扩大,风险管理角色的变化以及法律制度的改革,传统零散式风险管理方法越来越难以满足企业持续发展的需求,CRO(首席风险官)便是这种实践的产物。从证券公司风险控制活动、信息与沟通、监督三个方面着手,探讨CRO机制下证券公司的风险管理有重要的理论和现实意义。
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| 关 键 词： | 首席风险官 证券公司 风险管理 |
| 文章编号： | 1007-5585（2007）04-0092-05 |
| 修稿时间： | 2007-04-29 |
Research on the Risk Management System of Security Companies under the Control of Chief Risk Officer |
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| PENG Ming - sheng. Research on the Risk Management System of Security Companies under the Control of Chief Risk Officer[J]. Journal of Yunnan Finance and Trade Institute, 2007, 23(4): 92-96 |
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| Authors: | PENG Ming - sheng |
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| Affiliation: | School of Accounting, Southwestern University of Finance and Economics, Chengdu 610074, China |
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| Abstract: | With the expansion of risk range of security companies,the changing role of risk management and the transformation of legal system,it is harder for traditional risk management methods to satisfy the needs of sustainable development of enterprises.Therefore,chief risk officer(CRO) is a necessity for security companies.The paper explores the theoretical and practical significance of CROs in risk management system for security companies from the aspects of risk control,information and communication,and corporate supervision. |
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| Keywords: | Chief Risk Officer Security Company Risk Management |
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