国内证券市场自律监管问题分析

证券市场自律监管主体包括三方面：证券业协会、证券交易所在内的自律性组织；证券公司、证券投资咨询公司、会计师事务所、律师事务所等在内的中介机构；市场发行主体和交易主体。一个完善的自律监管体系应是三方面都能做到自我约束、自我监管。要达到这种效果，需要通过以下措施：完善证券市场法律法规，提高违法成本；完善相关机构的内部治理；提高自律性组织自律监管能力，理清权责关系等。

Analysis on the Self-regulation in the Domestic Stock Market

The self-regulation system in the stock market consists of three main areas: the self-regulatory organizations,including the securities association and the stock exchanges;the intermediaries,such as securities companies,securities investment consulting firms,accounting firms,law firms,and the release nainbody and the transaction mainbody.A comprehensive self-regulatory system should be that three aspects are able to regulate their own behaviors,and it is achieved by perfecting the securities market laws and...