区域创新能力与战略性新兴产业高端化关系研究

战略性新兴产业发展一直是政府、实务界和学术界关注的重要问题。运用DEA的Malmquist指数方法对2006-2015年我国战略性新兴产业128家上市公司的全要素生产率变化及其分解指数进行了测量，并运用多元回归模型检验了区域创新能力提升以及政策实施对战略性新兴产业全要素生产率变化率及其分解指数的影响。结果发现：战略性新兴产业全要素生产率变化率和技术进步率大幅上升，说明我国战略性新兴产业正逐步走向重技术创新的高端化发展；区域创新能力提升有助于战略性新兴产业向高端化方向发展，特别是2009年相关政策的实施进一步诱发了区域创新能力对战略性新兴产业全要素生产率变化率、技术进步率和纯技术效率的影响。

Regional Innovation Capability and Strategic Emerging Industries to be High-end

There is an important issue of development of Chinese strategic emerging industries concerned by the government, the practical and academic circles. Basing on the data of 128 listed companies in Chinese strategic emerging industries during the period of 2006-2015 by using the methods of DEA and Malmquist index,we measure the change rate of total factor productivity and its decomposition, and test the effect of regional innovation capability and the policy implementation on the change rate of total factor productivity and its decomposition of the strategic emerging industries by using multiple regression model. It is found that the total factor productivity and technological progress rate of Chinese strategic emerging industries have increased significantly, and Chinses strategic emerging industries are gradually becoming high-end trend of "heavy technology innovation". It is also found that enhancing regional innovation capacity is helpful to the development of strategic emerging industries to high-end trend. In particular, the implementation of the policy in 2009 speed up the impact of the regional innovation capacity in the change rate of total factor productivity, technological progress rate and pure technical efficiency of strategic emerging industries.