| 域外证券监管模式及其对我国的启示 |
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| 引用本文： | 杜一平,王万军.域外证券监管模式及其对我国的启示[J].工业技术经济,2012,31(3):17-23. |
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| 作者姓名： | 杜一平 王万军 |
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| 作者单位： | 1. 吉林大学,长春,130012
2. 中国证监会吉林监管局,吉林,132000 |
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| 基金项目： | 吉林省科技厅软科学项目“政府绩效评估制度研究——以社会管理创新为视角”(项目编号:20120683)的阶段性研究成果 |
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| 摘 要： | 证券市场在发展的同时也会伴随着较大的风险,对证券市场进行有效的监管具有重要的意义。文章通过分析以美国、英国、日本为代表的域外典型的证券市场监管模式,对我国证券市场监管的现状与存在问题进行梳理,提出了如何学习域外先进证券监管模式完善我国证券市场监管体制的几点建议。
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| 关 键 词： | 证券监管 域外经验 启示 |
Foreign Securities Regulation and its Enlightenment to China |
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| Du Yiping
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Wang Wanjun.Foreign Securities Regulation and its Enlightenment to China[J].Industrial Technology & Economy,2012,31(3):17-23. |
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| Authors: | Du Yiping Wang Wanjun |
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| Institution: | 1.Jilin University,Changchun 130012,China;2.The China Securities Regulatory Commission Jilin Supervisien Burean,Jilin 132000,China) |
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| Abstract: | In the development of the securities market,it will also be accompanied by greater risk,and securities market and effective regulation has important significance.This article analyzes the typical securities market of foreign mode,such as American,England and Japan.Through the analysis of the present situation and existing problems,put forward some suggestions of how to learn foreign advanced securities regulatory model to improvement of China’s securities market supervision system. |
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| Keywords: | securities regulation the extraterritorial experience enlightenment |
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