国有部门向非国有部门转型的动态过程分析

文章从转轨过程中的"有限理性"和生物进化的复制动态机制出发,将组织制度的效率与制度可能性边界的可扩展性联系起来,并将国有部门和非国有部门的互动关系看成不同物种间的相互作用;不仅重视组织间的竞争关系,还注意到转轨时期存在的国有与非国有部门之间的"收入转移"和对非国有部门的"额外综合税赋".将整个转轨过程分为两个阶段:一是市场竞争机制尚未形成阶段;二是市场竞争机制形成阶段.文章认为国有部门与非国有部门比例是否趋于0取决于:(1)非国有部门的制度可能性边界的扩展性;(2)非国有部门对国有部门的竞争程度;(3)国有与非国有部门之间的"收入转移".

Dynamic Analysis on Transition from State Sector to Non-state Sector

This paper starts from limited rationality in institutional transition and dynamic mechanism in biological evolution.Linking institutional efficiency with Institutional Possibility Frontier(IPF) and regarding the interaction between state sector and non-state sector as competition between species,the paper emphasizes competition between the two sectors,as well as the revenue transfer,and extra synthetic taxes towards non-state sector in transition.The whole transitional period can be divided into two stages: stage(I) in which the market competitive mechanism hasn't been formed;stage(II) in which the market competitive mechanism has been formed.Whether the proportion between state sector and non-state sector tends to be zero or not depends mainly on the following three factors:(1) the extension of IPF in non-state sector;(2) the intensity of competition from non-state sector to state sector;and(3) the revenue transfer between state and non-state sectors.