内地银行赴港上市后面临的法律风险及其防范措施

内地银行到香港上市将面临新的法律风险。包括商业银行及其员工的违法行为、商业银行经营管理不善以及内地法律政策变化带来的风险。商业银行作为第一责任者应深入学习香港法律和内地法律，提高法律意识；完善公司治理机制和内控机制，强化董事会职能，合法合规经营，防止内幕交易和违规关联交易，防止出现大案要案；制定详细的信息披露制度并严格执行；高度重视投资者关系管理工作等。国家也有责任为商业银行防范法律风险提供环境和政策支持，包括主要以法律手段管理经济；以规范、统一的方式发布政策；提供相应的政策支持，如减轻税负、开展综合经营试点、实施员工激励计划等。

Legal Risks Faced by Domestic Banks after Going on the Market in Hong Kong and Preventive Measures

Domestic banks will face new legal risks when they go on the market in Hong Kong, which include illegal acts of commercial banks and staff, poor operation and management as well as a change of domestic policies and regulations. As the first responsible party, commercial banks should study Hong Kong and domestic laws arduously to enhance their legal awareness; improve their corporate governance, strengthen the role of Board of Directors, operate lawfully and guard against insider deals and illegal correlative transactions so as to prevent major and key criminal cases; thrash out a detailed information disclosure system, act on it strictly and focus on the management of investor relationship. The state should provide environment and policy support to commercial banks to steer clear of legal risks and manage with legal means; unveil policies in a standard and unified manner and supply relevant policy support such as lessening tax burden, launching pilot project of comprehensive operation and setting afoot staff an incentive program.