| 期货经纪业中的风险、监管与投资者保护 |
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| 引用本文： | 毛小云.期货经纪业中的风险、监管与投资者保护[J].当代经济管理,2005,27(4):90-94. |
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| 作者姓名： | 毛小云 |
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| 作者单位： | 上海财经大学,工商管理学院,产业经济研究中心,上海,200439 |
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| 摘 要： | 在我国普通投资者要通过期货经纪公司才能进入期货市场进行交易,在此过程中,投资者会受到三种可能的风险:欺诈,财务风险和经纪业务过程中的风险,这些风险给期货经纪业带来市场失灵,从而赋予监管的合理理由。由此,有四种方法能够给投资者提供保护,使他们的利益得到有效维护。
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| 关 键 词： | 期货经纪业 风险 规制 投资者保护 |
| 文章编号： | 1673-0461(2005)04-0090-04 |
Risk, Regulation and Investor Protections in Futures Brokers |
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| MAO Xiao-yun.Risk, Regulation and Investor Protections in Futures Brokers[J].Contemporary Economic Management,2005,27(4):90-94. |
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| Authors: | MAO Xiao-yun |
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| Abstract: | In China,normal investors can enter into futures market only by futures broker com pany.In the process,investors maybe suffer from three kinds of risks:fraud,financial risks and risks in brokers business which lead futures brokers to market failure.Thus,regulation should govern those risks to protectinw stors. |
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| Keywords: | Futures brokers risk regulation investorprotection |
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