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经济集聚与区域创新的交互影响及空间溢出
引用本文:张可. 经济集聚与区域创新的交互影响及空间溢出[J]. 金融研究, 2019, 467(5): 96-114
作者姓名:张可
作者单位:华东政法大学商学院,上海,201620
基金项目:本文感谢国家社会科学基金青年项目(17CJL018)的资助。
摘    要:本文从空间视角下考察了经济集聚与区域创新的关系。基于2000-2016年长三角地区152个县级行政区的数据,运用空间联立方程模型考察了经济集聚与区域创新的内生双向影响及空间溢出效应。研究发现:经济集聚与区域创新间存在双向促进关系,忽略区域创新对经济集聚的反向影响会显著高估经济集聚对区域创新的促进作用。经济集聚与区域创新均存在显著的空间溢出效应和地区交互影响,即本地和邻近地区的经济集聚均显著促进了本地的区域创新,本地和邻近地区的区域创新均显著促进了本地的经济集聚。空间溢出效应的边界检验表明,经济集聚与区域创新的空间溢出及地区交互影响均随着距离的增加而减弱。中介效应模型的估计结果表明区域创新通过增长极效应、产业结构优化效应和创新网络化对经济集聚产生反向影响。本文认为经济集聚与区域创新可实现双赢,区域发展和区域创新政策应形成融合联动。应树立经济发展与区域创新的全局战略思维,构建共生互利的区域发展和创新格局。

关 键 词:经济集聚  区域创新  内生性  空间联立方程

Interaction and Spatial Spillover between Economic Agglomeration and Regional Innovation
ZHANG Ke. Interaction and Spatial Spillover between Economic Agglomeration and Regional Innovation[J]. Journal of Financial Research, 2019, 467(5): 96-114
Authors:ZHANG Ke
Affiliation:Business School, East China University of Political Science and Law
Abstract:Harmonious regional development and synergistic regional innovation have become the cornerstones for building the modern economic system in present China. Realistically, however, we need to coordinate not only the relationship between internal regional economic development and regional innovation, but also the spatial relations between interregional economic development and regional innovation. Researchers have neglected the reverse influence of regional innovation on economic agglomeration and the spatial interactions between interregional economic agglomeration and regional innovation.
Based on actual needs and the deficiencies of previous studies, this study theoretically and empirically examines the interactive relationship between economic agglomeration and regional innovation and the spatial spillover effects. First, we analyze the interaction mechanism between economic agglomeration and regional innovation and the spatial spillover mechanism. Then, based on the data from 152 county-level administrative regions of China's Yangtze River Delta from 2000 to 2016, we verify the endogenous bidirectional effect between economic agglomeration and regional innovation and spatial spillover using the spatial simultaneous equation model and the generalized spatial three-stage least squares method (GS3SLS). Finally, by combining a mediation effect model, we test the reverse influence mechanism of regional innovation on economic agglomeration.
The empirical results show a mutual promotion between economic agglomeration and regional innovation. Ignoring the reverse effect of regional innovation on economic agglomeration leads to significant overestimation of the promotive effect of economic agglomeration on regional innovation. Both economic agglomeration and regional innovation have significant spatial spillover and regional interaction effects, which means that local and neighborhood economic agglomeration significantly promotes local regional innovation, and local and neighborhood innovation significantly promotes local agglomeration. The boundary test of the spatial spillover effects shows that the spatial spillover and interaction effects of economic agglomeration and regional innovation both weaken with increasing distance. The spatial spillover effect of economic agglomeration and regional innovation is more apparent within 500 kilometers, while the regional integration effect is limited to within 400 kilometers. In other words, the effect of neighborhood economic agglomeration on local regional innovation and the effect neighborhood innovation on local economic agglomeration is limited to within 400 kilometers.
Based on these empirical results, we further verify the reverse influence mechanism of regional innovation on economic agglomeration. The estimation result of the mediation effect model shows that regional innovation reacts to economic agglomeration through the effect of a growth pole, the effect of optimized industrial structure, and the innovation network.
The main contribution of this paper is as follows. First, we systematically analyze the bidirectional influence between economic agglomeration and regional innovation and the regional interactive influence mechanism, especially by analyzing and verifying the reverse influence mechanism of regional innovation on economic agglomeration. Second, we consider and verify the spatial spillover effect of economic agglomeration and regional innovation. Third, we identify the geographical boundary of the spatial spillover effect of economic agglomeration, regional innovation, and their interactive influence.
This study has important policy implications for coordinating economic development and regional innovation to build a regional innovation community. We argue that economic agglomeration and regional innovation can achieve a win-win situation. Regional development and regional innovation policies should be integrated and interconnected. A global strategy of economic development and regional innovation should be set up, and a mutually beneficial symbiotic pattern of regional development and innovation established. Both regional integration and the construction of an innovation community require such a win-win public interest platform.
Keywords:Economic Agglomeration  Regional Innovation  Endogeneity  Spatial Simultaneous Equation Model  
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