| 中国证监会行政处罚机制研究 |
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| 引用本文： | 柯湘. 中国证监会行政处罚机制研究[J]. 商业研究, 2011, 0(8): 206-211 |
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| 作者姓名： | 柯湘 |
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| 作者单位： | 广东商学院公共管理学院,广州,510320 |
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| 基金项目： | 广东省哲学社会科学规划项目《中国证券市场监管权的行使及其制约机制研究》;项目 |
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| 摘 要： | 《证券法》等法律赋予中国证监会较大的行政处罚权,以应对处于新兴转轨时期的我国证券市场层出不穷的违法违规事件,但我国证券违法处罚机制存在的不足影响到了中国证监会处罚的有效性和公正性。因此,借鉴主要发达证券市场国家证券监管机构处罚机制有益经验,反思中国证券违法行政处罚机制存在的问题并提出完善建议就非常具有现实意义。
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| 关 键 词： | 中国证监会 行政处罚 权力 |
The Administrative Penalty Mechanism of China Securities Regulatory Commission |
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| KE Xiang. The Administrative Penalty Mechanism of China Securities Regulatory Commission[J]. Commercial Research, 2011, 0(8): 206-211 |
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| Authors: | KE Xiang |
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| Affiliation: | KE Xiang (College of Public Management,Guangdong University of Business Studies,Guangzhou 510320,China) |
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| Abstract: | The Securities Law of the People′s Republic of China empowered China Securities Regulatory Commission(CSRC) to punish those who violate the law,but the deficiencies in the penalty mechanism affect the validity and equity of CSRC′s penalty,so it has significant implications to reflect principal problems which exist in the penalty mechanism of CSRC based on referencing the instructive related practice of some developed countries. |
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| Keywords: | CSRC administrative penalty power |
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