| 内幕交易监管：国际经验与中国启示 |
| |
| 引用本文： | 何青,房睿.内幕交易监管：国际经验与中国启示[J].经济理论与经济管理,2013,33(7):17. |
| |
| 作者姓名： | 何青 房睿 |
| |
| 作者单位： | 中国人民大学财政金融学院中国财政金融政策研究中心，北京100872 |
| |
| 基金项目： | 国家社会科学基金项目，新世纪优秀人才支持计划项目 |
| |
| 摘 要： | 内幕交易违反了金融市场的公平原则，降低了资本市场的效率，但是由于其金融交易的特殊性，使得它在监管上存在一定的难度。本文在梳理内幕交易行为的理论基础、对内幕交易监管的争议进行讨论的基础上，从内幕人认定、内幕信息认定、内幕交易行为认定、防范措施以及法律制裁与救济等五个不同的维度对美国、日本、欧盟和我国的内幕交易法律制度进行比较分析，从而总结我国法律在内幕交易规制方面的不足，并相应地提出改进的建议。
|
| 关 键 词： | 内幕交易 证券法 信息不对称 |
| 收稿时间： | 2013-03-20 |
INSIDER TRADING REGULATION: INTERNATIONAL EVIDENCE AND IMPLICATION OF CHINA |
| |
| HE Qing
,
FANG Rui.INSIDER TRADING REGULATION: INTERNATIONAL EVIDENCE AND IMPLICATION OF CHINA[J].Economic Theory and Business Management,2013,33(7):17. |
| |
| Authors: | HE Qing FANG Rui |
| |
| Institution: | China Financial Policy Research Center, School of Finance, Renmin University of China, Beijing 100872, China |
| |
| Abstract: | Insider trading undermines the fairness and integrity of the securities markets, which leads to dysfunction of securities markets However, regulating insider trading is difficult due to the unobservability of insider trading In this paper, we review the theories and regulations of insider trading From the perspectives of insiders, inside information, detection of insider trading, prevention of insider trading and insider trading legislation and remedy, we compare Chinas insider trading laws and regulations with those of US, Japan and European Union, and conclude several defects of insider trading regulations in China We provide several policy suggestions for the future reform |
| |
| Keywords: | nsider trading securities law information asymmetry |
| 本文献已被 万方数据 等数据库收录！ |
| 点击此处可从《经济理论与经济管理》浏览原始摘要信息 |
| 点击此处可从《经济理论与经济管理》下载免费的PDF全文 |
