首页 | 本学科首页   官方微博 | 高级检索  
     

证券期货市场人工智能交易的刑法规制
引用本文:林雨佳. 证券期货市场人工智能交易的刑法规制[J]. 证券市场导报, 2020, 0(5): 72-78
作者姓名:林雨佳
作者单位:华东政法大学刑事法学院
基金项目:国家社科基金重大项目“涉信息网络违法犯罪行为法律规制研究”(项目编号:14ZDB147);中国法学会重点委托课题“互联网金融犯罪的法律规制”(项目编号:CLS2016ZDWT48)。
摘    要:证券期货市场人工智能交易具有强大的预测分析能力、投资策略制定能力以及敏锐的市场反应能力。与之相适应,刑法对证券期货犯罪的规制重点也应当从交易的行为方式向交易技术转移。鉴于利用人工智能交易可以实施滥用技术优势型市场操纵犯罪行为,刑法有必要对人工智能交易予以规制,并且这种规制利大于弊。规制应当明确区分人工智能交易的正当使用和滥用,并进一步完善操纵证券、期货市场罪的规定。

关 键 词:人工智能交易  证券期货市场  市场操纵  滥用技术优势

Criminal Regulation of AI Trading in Securities and Futures Market
Lin Yujia. Criminal Regulation of AI Trading in Securities and Futures Market[J]. Securities Market Herald, 2020, 0(5): 72-78
Authors:Lin Yujia
Abstract:AI trading is using AI system in securities and futures market trading. AI trading has strong forecasting and analyzing ability, investment strategy making ability and keen market reaction ability. In the era of AI, the focus of securities and futures criminal regulation will shift from the behavior of trading to trading technology. As AI trading can be used to conduct the crime of market manipulation, criminal laws should regulate AI trading and the advantages of this regulation outweigh the disadvantages. A clear distinction should be made between the fair use and abuse of AI trading, and the crime of manipulating securities and futures markets should be perfected.
Keywords:AI trading  securities and futures market  market manipulation  abuse of technology advantages
本文献已被 维普 等数据库收录!
设为首页 | 免责声明 | 关于勤云 | 加入收藏

Copyright©北京勤云科技发展有限公司  京ICP备09084417号