| 论加强金融理财产品监管的制度建设 |
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| 引用本文： | 朱小川. 论加强金融理财产品监管的制度建设[J]. 南方金融, 2011, 0(3) |
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| 作者姓名： | 朱小川 |
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| 作者单位： | 中欧陆家嘴国际金融研究院,上海,200120 |
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| 摘 要： | 金融理财产品监管在我国是一个较新的监管领域。对于效果导向型监管、将理财产品纳入宏观审慎监管范畴、将标准化理财产品视为金融工具以及设立独立的理财投资者保护机构等问题,在我国还未形成监管共识。因此,相关监管和立法机构需要在监管目标、监管原则、监管范围、行业治理、违法行为惩戒、投资者保护和教育等方面加强合作和规范。
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| 关 键 词： | 金融监管 理财产品 制度建设 |
On Strengthening Infrastructure of Wealth Management Products Regulation |
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| Zhu Xiaochuan. On Strengthening Infrastructure of Wealth Management Products Regulation[J]. South China Finance, 2011, 0(3) |
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| Authors: | Zhu Xiaochuan |
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| Affiliation: | Zhu Xiaochuan(Sino-Europe Lujiazui Institute of International Finance,Shanghai,200120 China) |
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| Abstract: | Since wealth management is a new industry,the related regulation has to be improved on matters like regulation goals,principles,jurisdiction,governance,punishment,investor protection and education.There is still no consensus on the adoption of target regulation,the standardization of certain wealth management products,the inclusion of macro-prudential regulation,and the establishment of independent investor protection agency. |
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| Keywords: | Finance Regulation Wealth Management Product Infrastructure Construction |
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