金融开放测度方法与指标体系述评

作为衡量一国金融开放程度的定量化指标,金融开放度的构建或选取是研究所有金融开放问题的基础性问题。合理、有效的测度指标有助于准确把握一国金融开放的实际情况,更是后续的理论研究和实证分析的基础。本文从金融开放的名义测度和实际测度两个视角出发,追踪溯源,对国内外若干具有较大影响力的金融开放测度方法和指标体系进行了梳理。通过对其各自优缺点和适用性的探讨,本文发现,由于出发点和侧重点的不同,以及受理论、方法或数据等因素的制约,各金融开放测度指标都有其独特的适用性和不足之处,但总体而言,名义开放度指标和实际开放度指标又有其固有的内在机理和特性。针对几种主要的名义开放度指标的优缺点,本文尝试性地提出了一种指标改进方案,以期对后续研究有所启发。

Measurement and Index Evaluation System of Financial Openness:Survey and Synthesis

As a kind of quantitative indicators used to measure the degree of one country's financial openness,the design or selection of financial openness index is the basis for all other issues related with financial openness.Reasonable and effective financial openness index could help to accurately measure a country's actual situation of financial liberalization,and is basis for subsequent theoretical and empirical analysis.In this paper,from the perspective of de jure and de facto of financial openness,a number o...