股权集中、股权制衡对我国上市商业银行的创新能力的影响

通过对2007-2011年沪市上市的13家商业银行披露的45份年报数据进行实证分析,检验了股权特征里的股权集中度、股权制衡角度与银行创新能力的关系。结果表明,控股股东性质与银行创新能力呈正相关;第一大股东持股比例与银行创新能力呈负相关;前三大股东持股比例与银行创新能力呈负相关;股权制衡度与银行创新能力呈负相关。

Ownership Concentration, Outside Blockholders and The Innovation Capability of China's Listed Commercial Banks

This article use the data of the 45 annual report of 13 Shanghai -listed commercial banks. Through the empiri- cal analysis,to inspect the ownership concentration, the relationship between outside blockholders and bank innovation capability. The results show that the nature of controlling shareholder and bank innovation capability was positively corre- lated;the largest shareholder equity ratio was negatively correlated with the bank innovation capability;the top three shareholders stake was negatively correlated with the bank innovation capability;outside blockholders and the bank inno-vation capability was a negative correlation.