经济环境、环境规制类型与省域节能减排技术创新——基于异质性科研主体的实证分析

采用模糊集定性比较分析法（fsQCA）,以经济集聚、区域开放、研发主体构成、命令型环境规制、市场型环境规制为前因条件,评估2011-2018年中国内地（除西藏外）30个省市的节能减排技术创新情况。结果显示,省域节能减排技术创新绩效是由前因因素组合决定的,引致高绩效的路径不唯一;经济集聚、区域开放是产生高绩效的重要条件。省域节能减排技术创新绩效与研发主体构成密切相关,在公共研究机构占主导的省域,命令型规制的作用显著;在企业占主导的省域,命令型规制的效果取决于经济环境,而市场型规制总体上不利于节能减排技术创新。该研究结果有助于丰富节能减排技术创新理论,同时,为不同经济环境下的政策制定提供决策依据。

Economic Environment,Environmental Regulation Types and Energy Saving and Emission-reduction Technologies Innovation: A Empirical Analysis Based on Different Research Subjects in the Provinces

By utilizing fuzzy-set qualitative comparative analysis (fsQCA), performances of energy saving and emission reduction (ESER) technology innovation of 30 provinces (except Tibet Autonomous Region) from 2011 to 2018 in China are evaluated by taking economic agglomeration, regional opening, constitution of research subjects, command-oriented and market-oriented regulations as antecedent conditions. The results showed that the regional innovation performance of ESER technology is determined by combinations of antecedent factors and the path leading to a high performance is not unique. Economic agglomeration and regional opening are important conditions for generating a high performance. The regional innovation performance of ESER technology is closely related to constitution of research subjects: in a province, where public research institutions play a dominant role, the effect of command-oriented regulation is significant; in a province, where enterprises play a leading role in research subjects, the effects of the command-oriented regulation depend on the prevailing economic environment. However, the market-oriented regulation is not conducive to innovation performance on the whole. The research results contribute to enriching related theories on innovation arising from ESER technology in a region and provide a basis for policy-making under different economic environments.