| 我国证券业反洗钱监管的利度缺陷及其对策 |
| |
| 引用本文： | 周婧.我国证券业反洗钱监管的利度缺陷及其对策[J].上海金融,2008(9). |
| |
| 作者姓名： | 周婧 |
| |
| 作者单位： | 中国人民银行上海总部,上海,200120 |
| |
| 摘 要： | 证券业金融机构被纳入反洗钱监管体系后,如何根据其行业结构和资金交易特点有效地实施反洗钱监管成为当前我国反洗钱工作的一项重要任务。本文在分析我国证券行业架构和交易特点的基础上,对现行证券业反洗钱制度展开剖析,揭示出其中的制度缺陷,并根据国际反洗钱监管经验和我国反洗钱监管实践,提出证券业反洗钱监管制度的政策建议。
|
| 关 键 词： | 反洗钱 证券业 制度 缺陷 |
Deficiency in Securities Industry AML Regulation and Countermeasures |
| |
| Zhou Jing.Deficiency in Securities Industry AML Regulation and Countermeasures[J].Shanghai Finance,2008(9). |
| |
| Authors: | Zhou Jing |
| |
| Abstract: | Financial institutions in securities industry are now under AML regulation.And it becomes urgent to adapt to the particular industry structure and fund transfer traits in order to carry out effective AML regulation.The article analyzes current AML regulation,points out its deficiency,and gives out relevant suggestions. |
| |
| Keywords: | Anti-Money Laundering Securities Industry System Deficiency |
| 本文献已被 CNKI 维普 万方数据 等数据库收录！ |
|
