Climate precarity in rural livelihoods: Agrarian transformations and smallholder vulnerability in Vietnam

In recent decades, agrarian transformations in Southeast Asia have resulted in significant environmental and social change, yet insufficient attention has focused on the particular pathways by which these changes have increased vulnerability to climate change. In particular, climate precarity, a situation in which class, social, labour and/or gender inequities amplify negative impacts from climate change, has been on the rise for many smallholders. Using case studies in Vietnam of changes to swidden agriculture in upland areas and the loss of deepwater rice systems in the Mekong Delta lowlands, the paper examines social differentiation and ecological outcomes of these processes and how they have increased climate precarity, particularly for poor households and women. Based on longitudinal fieldwork in affected regions, we identify key changes contributing to climate precarity as farming systems intensify. In particular, loss of flexibility in farmer decision-making, loss of voluntary engagement with markets, and declining access to social capital and entitlements have increased risks for households and reduced adaptation options. Suggestions are made to more directly address these elements in future agricultural and climate policies, rather than current approaches to climate adaptation that often promote even more intensification of agriculture, which runs the risk of exacerbating precarity.     

Farmers’ decisions to adapt to climate change under various property rights: A case study of maize farming in northern Benin (West Africa)

Making the assumption that property rights might determine whether farmers adopt particular strategies, this study aims at modelling farmers’ decisions to adapt to climate change by focusing on their property rights – declined as institutional arrangements on land and rights on land – as well as their socio-economic and demographic characteristics. The case study took place in northern Benin (West Africa). In this zone, 308 farmers producing maize and adapting to climate change were randomly sampled. The study was conducted by a survey method on respondents using structured interviews based on a questionnaire. A simultaneous modelling using a Multivariate Probit (MVP) model highlighted that socio-economic and demographic characteristics, institutional arrangements on land, and rights on land determine the farmers’ decisions to adapt to climate change. The land ownership has a positive effect on the decision to adopt any adaptation strategy. Subsequently, securing farmers’ property rights would help to enhance their capacity to adapt to climate change.     

气候变化对农户生计的影响研究综述

气候变化是21世纪人类面临的最严峻挑战之一,加剧了许多国家和地区的脆弱性,对以自然资源为生计基础的农业人口的影响尤为显著,明确气候变化对农户生计的影响,对于制定有效的气候变化适应政策,增强农户的气候变化适应能力,减轻农村贫困人口生计脆弱性具有重要意义。目前,国内外围绕气候变化对农户生计影响开展了许多研究,主要集中在过去或当前气候变化对水资源、土地、农作物、病虫害、人类健康等农户生计资本的宏观影响以及局地或区域尺度上气候变化对农户生计策略选择的影响等方面。从发展趋势看,亟需开展气候变化对农户生计的影响机理及适应机制研究,建立合理的气候变化对农户生计影响的评估框架,加强对模拟、分析和预测气候变化及其与其他压力相结合对农户生计要素的可能影响进行广泛评估,科学把握农户生计对气候变化脆弱性的关键影响因素,这对人类科学地适应气候变化和促进人类福祉和恢复力的提升具有重大的科学价值和现实意义。     

Evaluating irrigation investments in Malawi: economy‐wide impacts under uncertainty and labor constraints

Irrigation expansion is critical to increase crop yields and mitigate effects from climate change in Sub‐Saharan Africa, but the low profitability has led to little irrigation investments in the region so far. Using an integrated modeling framework, we simultaneously evaluate the returns to irrigation arising from both economic and biophysical impact channels to understand what determines the profitability of irrigation in Malawi. Our results confirm that the returns to irrigation cannot cover the costs in Malawi. While labor‐intensive irrigation expansion leads to unfavorable structural change in the short‐run, the profitability hinges on low irrigated yields that fall far from expectations due to insufficient input use and crop management techniques. On the other hand, we find that the nonmonetary benefits of irrigation regarding higher food security, lower poverty, and reduced vulnerability to climate change make investments in irrigation worthwhile to improve the livelihoods of smallholders.     

Quantifying and understanding land cover changes by large and small oil palm expansion regimes in the Peruvian Amazon

With rapid increases in global food demand and production, oil palm expansion constitutes a major emerging challenge for forest conservation in Amazonia and other tropical forest regions. This threat is evident in the Peruvian Amazon, where local and national incentives for oil palm cultivation along with growing large-scale investments translate into accelerated oil palm expansion. Environmental sustainability of oil palm cultivation in the Peruvian Amazon is contingent on policy incentives for expansion onto already-cleared lands instead of biodiverse, high carbon primary rainforests. Previous research indicates that while industrial plantations use less land area than local smallholders, companies have a higher tendency to expand into primary rainforests. However, the motivations behind these differing expansion scenarios remain unclear. In this study we combine data from optical and radar satellite sensors with training information, field discussions, and review of public documents to examine the policy incentives and spatial patterns associated with oil palm expansion by smallholders and industries in one of Peru’s most rapidly changing Amazonian landscapes: the Ucayali region of the city of Pucallpa. Based on our satellite-based land cover change analysis, we found that between 2010 and 2016, smallholders utilized 21,070 ha more land area for oil palm than industries but industrial expansion occurred predominantly in old growth forests (70%) in contrast to degraded lands for smallholders (56%). Our analysis of national policies related to oil palm expansion reveal policy loopholes associated with Peru’s “best land use” classification system that allow for standing forests to undergo large-scale agricultural development with little government oversight. We conclude that both sectors will need careful, real-time monitoring and government engagement to reduce old-growth forest loss and develop successful strategies for mitigating future environmental impacts of oil palm expansion.     

Climate risk,vulnerability and resilience: Supporting livelihood of smallholders in semiarid India

Using panel data from 256 smallholder households from 2006 to 2014 in three semiarid regions India, this study develops a framework for quantifying vulnerability and resilience by accounting for a smallholder household’s ability to adapt and respond to climatic risk. Findings indicate that although smallholders with smaller landholdings are more vulnerable to climatic risk (drought, in our case), they are also more resilient than their counterparts. Results reveal that cropping intensity and crop risk increase the vulnerability of smallholders to climatic risk, but large farms are less vulnerable. Diversification in on-farm enterprises, like livestock units, and off-farm income sources, play significant roles in increasing smallholder households’ resilience to climatic risk. Other drivers of resiliency include the choice of cash and risky crops, borrowing capacity, liquid investments, and the ability to regain yields.     

全球气候变化对海岛旅游地的影响与启示

气候既是海岛旅游业发展的自然条件,又是主要的资源,全球气候的异常变化影响海岛旅游资源的数量与质量、客流的空间与季节移动,并导致传统海岛旅游目的地的萎缩。全球气候变化对我国海岛旅游业的影响日益显著,必须及时调整海岛旅游发展的对策：大力发展生态旅游、可持续旅游;探究旅游者对气候变化的适应;改善海岛旅游目的地服务设施;重新进行海岛旅游规划;重视旅游主体人群的教育,以适应全球气候变化带来的巨大影响。     

Measuring impacts and adaptations to climate change: a structural Ricardian model of African livestock management1

This article develops a new cross‐sectional methodology that explicitly incorporates adaptation into an analysis of the impacts of climate change. The methodology examines how a farmer will change choices of species and number to adapt to climate. The approach is applied to study Africa, where the impacts of climate change are expected to be the most severe. The results indicate that in warmer places, African farmers switch from beef cattle to more heat‐tolerant goats and sheep. In wetter places, farmers switch from cattle and sheep to goats and chickens. The results indicate that large commercial livestock operations specializing in beef cattle will be hard hit from climate change whereas small farmers who can easily substitute to goats and/or sheep will be more resilient.     

Is Oil Palm Expansion a Challenge to Agroecology? Smallholders Practising Industrial Farming in Mexico

Agroecology has become a powerful alternative paradigm for rural development. In contrast to conventional approaches, this paradigm shifts the emphasis from technology and markets to local knowledge, social justice and food sovereignty, to overcome rural poverty and environmental degradation. However, the spread of this approach faces several obstacles. This paper deals with one of these obstacles: the ‘preference’ of smallholders for industrial farming. We specifically analyse the widespread uptake up of oil palm by smallholders in Chiapas. Contrary to agro‐ecological assumptions, oil palm proved favourable to smallholders in Chiapas because of historical and contemporary state–peasant relations and the advantageous economic circumstances within the oil palm sector. Based on this research, we identify four challenges for agroecology: (i) the existence of contradictory interests within the peasantry as a result of social differentiation; (ii) the role of the state in making conventional development models relatively favourable to smallholders; (iii) the prevalence of modernization ideologies in many rural areas; and (iv) the need for this paradigm to acknowledge smallholders' agency also when engaged in industrial farming. These challenges need to be tackled for agroecology to offer viable alternatives in a context of agro‐industrialization.     

Negotiating climate change responses: Regional and local perspectives on transport and coastal zone planning in South Sweden

Putting climate change policy-integration into practice is challenged by problems of institutional misfit, due to, inter alia, deficient vertical administrative interplay. While most focus within the field of climate change research has targeted the national–local interplay, less is known about the interface of regional and local perspectives. Here, the aim is to study that interface with a specific focus on the relation between regional and local spatial planning actors, through a case-study of transport and coastal zone management in a Swedish municipality. The article is based on interviews (focus group and single in-depth) and official planning documents. The material reveals a tricky planning situation, replete with conflict. In practice, various institutional frameworks, claims and ambitions collide. The attempts to steer the local spatial planning initiatives from the regional level led to conflicts, which in turn seems to have hampered the overall work for climate change management through spatial planning. Furthermore, there are few traces of prospects of a smooth vertical institutional interplay able to support the overall aims related to integrating climate change mitigation and adaptation in spatial planning.     

‘Because of poverty,we had to come together’: collective action for improved food security in rural Kenya and Uganda

Agricultural productivity in East African smallholder systems is notoriously low and food production faces multiple challenges, including soil degradation, decreasing land availability, poor market integration, disease burdens and climate change impacts. However, recent evidence from an in-depth study from two sites in Kenya and Uganda shows signs of new social dynamics as a response to these multiple stressors. This paper focuses on the emergence of local social institutions for collective action, in which particularly women farmers organize themselves. Although previous research on collective action has largely focused on common-pool resource management, we argue that collective action is one potential pathway to livelihood and sustainability improvements also in a setting of private land ownership. Trust building, awareness raising and actions to improve livelihood security through risk sharing and pooling of labour and other limited assets have given people more time and resources available for diversification, preventative activities, experimentation and resource conservation. It thereby strengthens farmers’ capacity to cope with and adapt to change, as well as contributes to the agency at the local level.     

小农的韧性：个体、社会与国家交织的建构性特征——云南省勐腊县河边村疫情下的生计

本文以云南省贫困村庄河边村为例,通过对河边村脱贫历程以及疫情背景下生计转型的案例呈现,从收入和消费的视角展现风险冲击下小农的生活和生计景观。在疫情的冲击下,河边村脱贫过程中形成的新业态受到巨大打击,但是农户以"再农化"和多元生计的弹性策略应对所遇到的风险,实现了疫情之下基本生活的稳定。处于现代市场经济条件下小农韧性的形成不是一个孤立的过程,而是在特定政治经济条件下所形成的某种状态。小农的韧性体现在小农的行为上,有着鲜明的农本主义色彩,但是这一特性却不是小农固有的,而是小农与国家和社会共同互动建构出的一个特定的政治和社会经济状态,小农的韧性不可能脱离个体、国家和社会不同方面的有机协同。     

The adoption and impact of engineering‐type measures to address climate change: evidence from the major grain‐producing areas in China

Employing an endogenous switching regression model, we investigate the drivers underlying the adaptations made by farm households and their impacts on crop net incomes for adopters and nonadopters, based on a large panel survey data set across the major grain‐producing provinces in China. The results show that: (i) access to public climate information and technical or physical support increases the likelihood that farmers adapt to climate change by undertaking irrigation and/or drainage measures; and (ii) decisions to adapt increased crop yield, but they did not significantly increase crop profit margins. This point appears to have been ignored by previous studies. Based on these new empirical results, the paper suggests that government should continue to provide climate information and various types of supports to improve farmers’ adaptation abilities and help to reduce the levels of factor input by, for example, substituting organic for chemical fertiliser inputs. Such government‐led policies should be supported alongside the implementation of domestic agricultural supply‐side reform.     

不同项目治理模式对示范区农户带动的影响——以农业标准化示范区项目为例

[目的]农业试点示范项目的实施在我国由来已久,其治理模式和制度体系正面临转型,发挥市场主体的能动性,辐射带动更多小农户参与标准化生产,尤为重要。[方法]以农业标准化示范项目为例,探讨示范项目治理模式的转型及对示范区农户的带动机理,并基于301个示范区的调研数据,实证分析不同项目治理模式对示范区农户带动的影响。[结果]我国农业标准化示范项目正在经历从政府主导模式向市场主导模式的转变;市场主导的治理模式在带动农户直接参与标准化生产方面,要优于政府主导的治理模式;具体而言,市场主导模式中,“公司+中介组织+农户+基地+标准”模式,要优于“公司+农户+基地+标准”模式。此外,该研究进一步发现,农业标准化宣传、产业化程度、技术准入门槛、集约化程度、农业机械化水平等因素同样会影响示范区农户带动。[结论]因此,应更好地发挥市场作用,撬动更多社会资本,鼓励新型经营主体参与、承担示范项目,并提升中介组织的协调和推广能力,从而积极形成市场导向的多元治理格局。     

Are municipal land use plans keeping pace with global climate change?

Published research on municipal climate change plans to date has been strictly cross-sectional: it reveals the status of plans at particular points in time, but does not examine whether and how plans are evolving over time to keep pace with our understanding of climate change. We build on a 2011 study of plans in the Canadian province of British Columbia by examining updated versions of those plans as of 2015. We find that the climate change content in the plans did not change much from 2011-2015 and that there is much room for improvement. Our findings suggest that municipalities can possibly strengthen their plans by: (1) investing resources into creating and maintaining a detailed inventory of factual information regarding local climate risk and vulnerability, and (2) fostering political support among elected officials and residents for developing climate change planning goals and implementation mechanisms to help achieve the goals.     

Promoting climate smart approaches to post-harvest challenges in Rwanda

Climate change is inevitable and increasingly it appears that the world is not doing enough to both slow the changes and adapt to them. In Africa, for example, this translates itself into more erratic rainfall patterns, often associated with increasing wind speeds, and a continued albeit slow increase in both maximum and minimum temperatures – predicted to reach up to 3.25°C by the end of the century. These changes all have direct and indirect impacts on development investments being made throughout rural Africa, which aim at both crop and livestock production increases through the promotion of more climate smart approaches. Unfortunately, at the same time little is being done to ensure that associated infrastructure for post-harvest storage and processing, and subsequent transport networks are climate resilient. Modern infrastructure facilities will need to reflect the growing concern over climate change. This paper draws lessons from a review of the current status of post-harvest structures in Rwanda and suggests basic design guidelines for greater adaptation to emerging environmental and climate change challenges. This approach is consistent with the strategies Rwanda has adopted to achieve its Vision 2020, the Millennium Development Goals, the emerging Sustainable Development Goals, particularly SDG6, and the Sustainable Development Solutions Network.     

Spatial assessment of climate change vulnerability at city scale: A study in Bangalore,India

Integrating adaptation and mitigation response actions to climate change in urban-level policies requires comprehensive information on vulnerability patterns, yet a majority of local governments and decision makers in various cities in developing nations lack spatially explicit information on climate change vulnerability and its key drivers. In addition, there is no standardised method for an all-inclusive vulnerability assessment at the local level. Results from higher broad-scale vulnerability assessments are difficult to implement conceptually and technically at the local scale. We present a climate change vulnerability assessment approach at the city scale that considers three main components: exposure, sensitivity and adaptive capacity. Indicators were assessed within each component and were combined using Spatial Multi-Criteria Evaluation (SMCE). The standardisation of indicators under each component was conducted, along with weighting, at each level of the vulnerability assessment hierarchy. The vulnerability assessment approach was applied to an urban area in India; namely, Bangalore metropolitan area. The application of vulnerability assessment approach was demonstrated and a spatial assessment of climate change vulnerability patterns was presented. The spatial pattern of vulnerability identifies areas urgently requiring attention to adaptation action, while vulnerability assessment enables policy intervention and prioritization at local spatial scales. This study presents a rational to integrate vulnerability assessment approach within the urban planning realm in Bangalore metropolitan area where according to our study approximately 91% of the area is facing high degree of climate vulnerability.     

Addressing the paradox – the divergence between smallholders’ preference and actual adoption of agricultural innovations

Experiences in smallholder contexts indicate frequent mismatches between technologies introduced and needs of farmers who must make complex decisions in reallocating their limited resources under highly risky ecological and market contexts. This study proposes a cost- and time-effective, easy-to-implement approach to identify farmers’ priorities and critical intervention areas, and presents its application in guiding an agroforestry strategy in Rwanda. It was found that different tree species have distinctive enabling vs. constraining conditions under different agroecological contexts in the perspective of smallholder farmers. Tree species preferred by farmers were not necessarily widely adopted if multitudes of conditions were not enabling. The essential conditions for sustainable adoption include: quality materials/inputs are available; technologies are compatible with existing local farming systems; they are resilient to climate risks/resistant to pests-diseases; management is not complicated; and, there is guaranteed access to markets. The results show that there will not be a silver bullet national strategy to scale up agroforestry. Instead a matrix kind of strategies -to promote enabling conditions and address constraining conditions for priority species in specific agroecologies- will be required. The proposed concept should be further refined for wider agricultural technology transfer debates to break the myths of low uptakes by smallholders.