| 国外证券业可疑交易判断标准及对我国的启示 |
| |
| 引用本文： | 吴崇攀,韩芳,玄立平.国外证券业可疑交易判断标准及对我国的启示[J].上海金融学院学报,2009(1):66-69. |
| |
| 作者姓名： | 吴崇攀 韩芳 玄立平 |
| |
| 作者单位： | 中国人民银行海口中心支行,海南海口,570105 |
| |
| 摘 要： | 可疑交易的识别和上报是防范洗钱活动的核心措施。我国证券业可疑交易标准尚不完善，制约了证券业反洗钱工作的深入开展。本文在研究分析国外证券业可疑交易判断标准的基础上，结合我国证券市场的实际特点，指出了我国证券业可疑交易判断标准存在的问题，并提出了改进建议。
|
| 关 键 词： | 证券业 反洗钱 可疑交易 |
Overseas Criterions for Judging Dubious Dealsin Securities Industry and Its Enlightenment |
| |
| Wu Congpan,Han Fang,Xuan Liping.Overseas Criterions for Judging Dubious Dealsin Securities Industry and Its Enlightenment[J].Journal of Shanhai Finance University,2009(1):66-69. |
| |
| Authors: | Wu Congpan Han Fang Xuan Liping |
| |
| Institution: | Wu Congpan, Han Fang, Xuan Liping |
| |
| Abstract: | Report and judgment of dubious deals are the cores for anti- money laundering activities. Our criterions for judging dubious deals in securities industry are not perfect, which prevents to further anti- money laundering activities. The article, on the basis of studying overseas criterions for judging dubious deals in securities industry and characteristics of our securities industry, points out the problems in our criterions for judging dubious deals in securities industry, and puts forward countermeasures. |
| |
| Keywords: | securities industry anti- money laundering dubious deal |
| 本文献已被 CNKI 维普 万方数据 等数据库收录！ |
